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Compliance analyst [h1.location_city]

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Compliance analyst • arvada co

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  • [promoted]
Payments Compliance Analyst

Payments Compliance Analyst

SRS AcquiomDenver, CO, US
[job_card.full_time]
SRS Acquiom has built its reputation on shaking up the financial services technology world by redefining how complex M&A and loan agency transactions get done. Since 2007, we've been the partner dea...[show_more][last_updated.last_updated_variable_days]
Remote Retirement Plan Compliance Analyst

Remote Retirement Plan Compliance Analyst

AscensusDenver, CO
[filters.remote]
[job_card.full_time]
Essential Duties and Responsibilities.Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan do...[show_more][last_updated.last_updated_30]
Compliance Specialist

Compliance Specialist

Rocky Mountain Mutual Housing Association IncDenver, CO, US
[job_card.full_time]
The Compliance Specialist ensures that the recertification process operates smoothly and efficiently by reviewing and approving certifications that are completed by property staff, as well as provi...[show_more][last_updated.last_updated_30]
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Analyst, AML Compliance

Analyst, AML Compliance

Western UnionDenver, CO, US
[job_card.full_time]
Analyst, AML Compliance Denver, Colorado (Hybrid).Does the prospect of working in a global organization in the fight against money laundering motivate you? Are you ready to play a vital role in he...[show_more][last_updated.last_updated_variable_days]
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Junior Compliance Analyst

Junior Compliance Analyst

Denver StaffingDenver, CO, US
[job_card.full_time]
Review submitted New Business Intake forms.Ensure CDD has been gathered to the appropriate standard for new client registrations, including those clients for whom enhanced due diligence is required...[show_more][last_updated.last_updated_variable_days]
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Corporate Compliance Analyst, NA

Corporate Compliance Analyst, NA

Vantage Data CentersDenver, CO, United States
[job_card.full_time]
Vantage Data Centers powers, cools, protects and connects the technology of the world's well-known hyperscalers, cloud providers and large enterprises. Developing and operating across North America,...[show_more][last_updated.last_updated_variable_days]
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Senior EDI Systems Analyst Impact & Compliance

Senior EDI Systems Analyst Impact & Compliance

MTMDenver, CO, United States
[job_card.full_time]
A United States service provider is seeking an EDI Systems Analyst II in Denver, Colorado.This role mandates strong expertise in health care EDI transactions and the ability to manage client requir...[show_more][last_updated.last_updated_variable_days]
Senior Compliance Analyst - Retirement Solutions

Senior Compliance Analyst - Retirement Solutions

TransamericaDenver, Colorado
[job_card.full_time]
Perform risk-based independent compliance testing for the record-keeping and fiduciary administration affiliates.Maintain and update assigned compliance risk assessments, as part of the team’s annu...[show_more][last_updated.last_updated_30]
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Compliance Supervisor

Compliance Supervisor

PRIMORIS USADenver, CO, US
[job_card.full_time]
Produce necessary project reports.Serve as a subject matter expert for various project site teams and individuals to ensure compliance. Work closely with Payroll to validate certified payroll hours....[show_more][last_updated.last_updated_30]
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Compliance Investigator

Compliance Investigator

VeracityDenver, CO, US
[job_card.full_time]
Compliance Investigator Hybrid Hybrid schedule : Required to be in-office on Tuesdays and Wednesdays during core hours (8 : 00 AM 5 : 00 PM), with additional in-office days as needed for meetings, trai...[show_more][last_updated.last_updated_30]
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Senior Compliance Analyst

Senior Compliance Analyst

VirtualVocationsArvada, Colorado, United States
[job_card.full_time]
A company is looking for a Senior Compliance Analyst.Key Responsibilities Manage the end-to-end complaints program ensuring timely and compliant resolution Investigate complaints with cross-func...[show_more][last_updated.last_updated_30]
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Compliance Analyst (Regulatory Change Management) - Remote

Compliance Analyst (Regulatory Change Management) - Remote

Colorado StaffingDenver, CO, US
[filters.remote]
[job_card.full_time]
Compliance Analyst (Regulatory Change Management) - Remote.At Prime Therapeutics (Prime), we are a different kind of PBM, with a purpose beyond profits and a unique ability to connect care for thos...[show_more][last_updated.last_updated_variable_days]
Claims Compliance Analyst

Claims Compliance Analyst

Arch Capital GroupDenver, CO United States of America
[job_card.full_time]
With a company culture rooted in collaboration, expertise and innovation, we aim to promote progress and inspire our clients, employees, investors and communities to achieve their greatest potentia...[show_more][last_updated.last_updated_30]
Trade Compliance Engineer and Analyst

Trade Compliance Engineer and Analyst

Arrow ElectronicsColorado,Denver,CO,US
[job_card.full_time] +1
This entry level position ensures compliance with applicable U.Export Administration Regulations (“EAR”), International Traffic in Arms Regulation (“ITAR"), and the Office of Foreign Asset and Cont...[show_more][last_updated.last_updated_30]
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Compliance Administrator

Compliance Administrator

AAM BrandDenver, CO, US
[job_card.full_time]
Compliance Administrator / h2pPrimarily responsible for ensuring Architectural Guidelines and Governing Documents are upheld within designated communities by thorough knowledge of CCRs and Design Gui...[show_more][last_updated.last_updated_30]
  • [new]
Compliance Analyst

Compliance Analyst

DatavantDenver, CO, US
[job_card.full_time]
Datavant is a data platform company and the world's leader in health data exchange.Our vision is that every healthcare decision is powered by the right data, at the right time, in the right for...[show_more][last_updated.last_updated_variable_hours]
Senior Compliance Analyst (FERC)

Senior Compliance Analyst (FERC)

Job Store StaffingDenver, CO
[job_card.full_time]
Review and develop documentation around FERC requirements.Reviewing existing policies and procedures for OATT compliance, OASIS and internet postings and other periodic requirements as laid out in ...[show_more][last_updated.last_updated_30]
Lead Analyst, Digital Data Governance & Compliance

Lead Analyst, Digital Data Governance & Compliance

Fox RothschildDenver, CO, US
[job_card.full_time]
As a member of the Information Services department, the Lead Analyst, Digital Data Governance & Compliance will drive and support our firm-wide electronic governance initiatives.This key role will ...[show_more][last_updated.last_updated_30]
  • [promoted]
Compliance Analyst (Latin America)

Compliance Analyst (Latin America)

CrewBloomDenver, CO, US
[job_card.full_time]
We are seeking a detail-oriented Compliance Analyst to support regulatory, operational, and risk management initiatives of our client. The ideal candidate will have a strong foundation in AML / CFT fr...[show_more][last_updated.last_updated_30]
Payments Compliance Analyst

Payments Compliance Analyst

SRS AcquiomDenver, CO, US
[job_card.variable_days_ago]
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  • [job_card.full_time]
[job_card.job_description]

Payments Compliance Analyst

SRS Acquiom has built its reputation on shaking up the financial services technology world by redefining how complex M&A and loan agency transactions get done. Since 2007, we've been the partner dealmakers rely on for speed, precision, and less friction - supporting over 10,000 deals worth more than $1.7 trillion along the way.

Our solutions start with human expertise and are powered by technology : virtual data rooms, document solicitation, escrow and payment administration, shareholder representation, and independent loan-agency services like administrative and collateral agent support. Each service works seamlessly on its own, but when brought together by our expert team, they form an end-to-end system that helps even the most complex deals cross the finish line.

We're equally committed to building careers as we are to building solutions. At SRS Acquiom, internal mobility isn't just a buzzword, it's part of how we grow. We invest in our people, creating opportunities to learn, stretch, and step into new roles as the business evolves.

If you're looking for a company with entrepreneurial energy, a proven record of growth and innovation, and a culture that supports your next career move, we'd love to talk.

A few benefits our employees enjoy :

  • Day-one coverage : medical, dental, and vision plans so you're protected from the start
  • A 401(k) with a 4% company match to keep your future on track Discretionary time off - take the time you need, when you need it
  • Employer-paid life insurance, with the option to add extra coverage for peace of mind
  • Employee Assistance Programs for confidential support when life gets complicated
  • Discounted pet insurance (because furry family members count, too)
  • A fitness credit to back your health and wellness goals
  • Pre-tax plans for dependent care, transportation, and flexible spending

Position Summary

The Payments Compliance Analyst plays a critical role in ensuring accurate, timely, and compliant processing of payments and related financial activities. This position requires strong attention to detail, diligence towards risk mitigation, excellent communication skills, and the ability to manage multiple priorities in a fast-paced environment.

The purpose of this position is to evaluate fraud concerns and collect the appropriate documentation to clear false positive exceptions and mitigate risk. This position also works heavily with individual transactions and corresponds regularly with bank contacts. An aptitude for reconciliation and reporting is also crucial for success in this role.

This position can be hybrid-based in Denver, CO, or can be fully remote within the Continental United States.

The salary range for this position is between $65k - $75k, depending on experience level.

Primary Responsibilities

  • Interact with security holders via email and phone to collect documentation to resolve user / account validation flags
  • Diligently evaluate exception materials to resolve user / account validation flags and fraud concerns
  • Prepare and send reports to bank partners for security holders who choose to split payments while completing Clearinghouse
  • Complete daily bank reconciliation reports and identify remedies for exception items
  • Prepare monthly internal account reconciliation reports and complete the fee sweeping process for wire and check fees charged during the previous month
  • Act as the point of contact between internal and external customers and banking partners for questions related to delayed outgoing and incoming funds
  • Work with internal teams to process transfers of interest in a timely manner
  • Take ownership of individual transactions and act as the go-to for questions from security holders and co-workers alike
  • Identify and implement process improvements to enhance the customer experience, reduce operational risk, and improve efficiency
  • Maintain and support a flexible schedule based on the speed of the deal and the needs of the client, which may include evening or weekend hours where needed
  • Required Qualifications & Skills

  • Bachelor's Degree preferred, or 2-5 years of related business experience in operations or production services, preferably in the financial services industry
  • Knowledge of handling discrepancies and resolving variances related to bank reconciliation items
  • Clear communication with internal teams and external stakeholders
  • Excellent interpersonal and presentation skills
  • Self-motivated, self-starter with the ability to work independently or as part of a team
  • Strong attention to detail
  • Proficient with Microsoft Office Products (Project, Excel, Word, PowerPoint)
  • Strong project management, detail-oriented, discretion, and excellent communication skills will be essential in this role, as interaction with sophisticated investors and handling of PII will be ongoing
  • Should be able to work in a fast-paced environment and be able to handle multiple transactions at once
  • Desired Characteristics

  • Positive attitude
  • Collaborative
  • Operates with the highest integrity
  • Ability to prioritize and multitask
  • Understanding of ACH, SWIFT, FX payments, and anti-money laundering (AML) protocols
  • High level of accuracy in reviewing transactions and identifying errors
  • Intermediate to advanced knowledge of Excel, including formulas and pivot tables
  • Familiarity with bank compliance processes
  • Physical Requirements / Special Demands

  • Must be available to work a non-traditional work-week, including occasional nights / weekends.
  • We are unable to sponsor or take over sponsorship of employment visas. Candidates must be legally authorized to work in the United States without the need for current or future visa sponsorship to move forward in the hiring process.
  • This job description is not designed to cover or contain a comprehensive listing of activities, duties, or responsibilities that are required of the employee. Duties, responsibilities, and activities may change, or new ones may be assigned at any time with or without advanced notice.

    With respect to its programs, services, activities, and employment practices, SRS Acquiom Inc. assesses qualified individuals without regard to their race, color, religion, sex (including pregnancy, sexual orientation, or gender identity), age, national origin, disability, veteran status, genetic information, or other protected status. Requests for reasonable accommodation or the provision of auxiliary aids should be directed to Human Resources.