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Compliance analyst • thornton co

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Remote Retirement Plan Compliance Analyst

Remote Retirement Plan Compliance Analyst

AscensusDenver, CO, United States
[filters.remote]
[job_card.full_time]
FuturePlan is the nation's largest third-party administrator (TPA) of retirement plans, partnering with advisors in all 50 states. FuturePlan delivers the best of both worlds : high-touch personalize...[show_more][last_updated.last_updated_variable_days]
Senior Compliance Analyst (Regulatory Change Management) - Remote

Senior Compliance Analyst (Regulatory Change Management) - Remote

Prime TherapeuticsDenver, CO, United States
[filters.remote]
[job_card.full_time]
At Prime Therapeutics (Prime), we are a different kind of PBM, with a purpose beyond profits and a unique ability to connect care for those we serve. Looking for a purpose-driven career? Come build ...[show_more][last_updated.last_updated_variable_days]
  • [promoted]
  • [new]
Institutional Compliance Analyst

Institutional Compliance Analyst

VirtualVocationsDenver, Colorado, United States
[job_card.full_time]
A company is looking for an Institutional Compliance Onboarding Analyst to support customer due diligence and onboarding workflows. Key Responsibilities Conduct comprehensive risk assessments and ...[show_more][last_updated.last_updated_variable_hours]
  • [promoted]
Analyst, AML Compliance

Analyst, AML Compliance

Western UnionDenver, CO, US
[job_card.full_time]
Analyst, AML Compliance Denver, Colorado (Hybrid).Does the prospect of working in a global organization in the fight against money laundering motivate you? Are you ready to play a vital role in he...[show_more][last_updated.last_updated_variable_days]
  • [new]
Corporate Compliance Analyst, NA

Corporate Compliance Analyst, NA

Vantage Data CentersDenver, CO, United States
[job_card.full_time]
Vantage Data Centers powers, cools, protects and connects the technology of the world's well-known hyperscalers, cloud providers and large enterprises. Developing and operating across North America,...[show_more][last_updated.last_updated_variable_hours]
  • [new]
Compliance - Senior Compliance Specialist

Compliance - Senior Compliance Specialist

NBH BankDenver, CO, United States
[job_card.full_time]
At our Bank, we believe common sense is more than just banking.We believe in finding financial solutions that cater specifically to our client's needs. We are looking for talented associates who und...[show_more][last_updated.last_updated_variable_hours]
Technical Compliance Analyst

Technical Compliance Analyst

LeoVegas GroupDenver, CO, United States
[job_card.full_time]
The Technical Compliance Analyst will report to the Head of Technical Compliance (SportsBook) and will act as a central coordination point for technical change approvals, certification requests, an...[show_more][last_updated.last_updated_variable_days]
  • [promoted]
Senior EDI Systems Analyst Impact & Compliance

Senior EDI Systems Analyst Impact & Compliance

MTMDenver, CO, United States
[job_card.full_time]
A United States service provider is seeking an EDI Systems Analyst II in Denver, Colorado.This role mandates strong expertise in health care EDI transactions and the ability to manage client requir...[show_more][last_updated.last_updated_1_day]
Senior Compliance Analyst - Retirement Solutions

Senior Compliance Analyst - Retirement Solutions

TransamericaDenver, Colorado
[job_card.full_time]
Perform risk-based independent compliance testing for the record-keeping and fiduciary administration affiliates.Maintain and update assigned compliance risk assessments, as part of the team’s annu...[show_more][last_updated.last_updated_30]
  • [promoted]
Compliance Analyst (Regulatory Change Management) - Remote

Compliance Analyst (Regulatory Change Management) - Remote

Colorado StaffingDenver, CO, US
[filters.remote]
[job_card.full_time]
Compliance Analyst (Regulatory Change Management) - Remote.At Prime Therapeutics (Prime), we are a different kind of PBM, with a purpose beyond profits and a unique ability to connect care for thos...[show_more][last_updated.last_updated_variable_days]
Payments Compliance Analyst

Payments Compliance Analyst

SRS AcquiomDenver, CO, US
[job_card.full_time]
SRS Acquiom has built its reputation on shaking up the financial services technology world by redefining how complex M&A and loan agency transactions get done. Since 2007, we've been the par...[show_more][last_updated.last_updated_variable_days]
Claims Compliance Analyst

Claims Compliance Analyst

Arch Capital GroupDenver, CO United States of America
[job_card.full_time]
With a company culture rooted in collaboration, expertise and innovation, we aim to promote progress and inspire our clients, employees, investors and communities to achieve their greatest potentia...[show_more][last_updated.last_updated_30]
Trade Compliance Engineer and Analyst

Trade Compliance Engineer and Analyst

Arrow ElectronicsColorado,Denver,CO,US
[job_card.full_time] +1
This entry level position ensures compliance with applicable U.Export Administration Regulations (“EAR”), International Traffic in Arms Regulation (“ITAR"), and the Office of Foreign Asset and Cont...[show_more][last_updated.last_updated_30]
Senior Compliance Analyst (FERC)

Senior Compliance Analyst (FERC)

Job Store StaffingDenver, CO
[job_card.full_time]
Review and develop documentation around FERC requirements.Reviewing existing policies and procedures for OATT compliance, OASIS and internet postings and other periodic requirements as laid out in ...[show_more][last_updated.last_updated_30]
  • [promoted]
Senior Compliance Analyst

Senior Compliance Analyst

Denver StaffingDenver, CO, US
[job_card.full_time]
Job Description : JOB SUMMARY This job partners with business units to ensure compliance to rules, regulations, policies, and procedures of governmental, contractual, and / or corporate entities.Provi...[show_more][last_updated.last_updated_30]
Sr Analyst, Corp Compliance - Hybrid

Sr Analyst, Corp Compliance - Hybrid

Scout ExchangeDenver, CO, United States
[job_card.permanent]
Title - Sr Analyst, Corp Compliance (Hybrid).What are the 3-4 non-negotiable requirements of this position?.Minimum of 4 years of professional work experience required. Compliance and / or health care...[show_more][last_updated.last_updated_variable_days]
Environmental Compliance Administrative Analyst

Environmental Compliance Administrative Analyst

The AES CorporationUS, Louisville, CO
[job_card.full_time]
Are you ready to be part of a company that's not just talking about the future, but actively shaping it? Join The AES Corporation (NYSE : AES), a. AES is committed to shaping a future through innovat...[show_more][last_updated.last_updated_variable_days]
Environmental Compliance Administrative Analyst

Environmental Compliance Administrative Analyst

AES CorporationLouisville, CO, United States
[job_card.full_time]
Are you ready to be part of a company that's not just talking about the future, but actively shaping it? Join The AES Corporation (NYSE : AES), a. AES is committed to shaping a future through innovat...[show_more][last_updated.last_updated_variable_days]
  • [promoted]
Compliance Analyst (Latin America)

Compliance Analyst (Latin America)

CrewBloomDenver, CO, US
[job_card.full_time]
We are seeking a detail-oriented Compliance Analyst to support regulatory, operational, and risk management initiatives of our client. The ideal candidate will have a strong foundation in AML / CFT fr...[show_more][last_updated.last_updated_30]
Remote Retirement Plan Compliance Analyst

Remote Retirement Plan Compliance Analyst

AscensusDenver, CO, United States
[job_card.variable_days_ago]
[job_preview.job_type]
  • [job_card.full_time]
  • [filters.remote]
[job_card.job_description]

FuturePlan is the nation's largest third-party administrator (TPA) of retirement plans, partnering with advisors in all 50 states. FuturePlan delivers the best of both worlds : high-touch personalized service from local TPAs backed by the strength and security of a large national firm, Ascensus. Our roots go back decades, with nearly 30 outstanding legacy firms now joined together to deliver unmatched levels of service, innovation and expertise to a fast-growing client base from coast to coast. The FuturePlan team includes more than 500 credentialed plan professionals, 60 actuaries, and one of the industry's largest in-house ERISA teams. Learn more at FuturePlan.com.

Section 1 : Position Summary

Compliance position that has an advanced understanding of all plan types and facilitates more complex interactions with the Plan Consultants.

  • We have several openings for this role.

Section 2 : Job Functions, Essential Duties and Responsibilities

  • Ability to successfully complete and support the work outlined for the Compliance Associate roles
  • Reads and comprehends retirement plan provisions from plan documents, summaries of plan provisions, and related plan materials to ensure accuracy and compliance with regulations.
  • Understands, considers and applies legislation and regulations, including but not limited to IRS, DOL, and ERISA, when preparing, analyzing and interpreting information
  • Supports DOL, IRS, and Large plan audits
  • Supports the Plan Consultants in resolving operational and compliance issues related to qualified plans
  • Is responsible for plan administration, compliance and testing for identified blocks of business
  • Tracks and monitors job progress to ensure that all necessary data is requested and received in order to meet compliance deadlines
  • Prepares annual valuation and compliance reports for Clients
  • Provides detailed consultations with Plan Consultant in drafting plan documents, plan amendments, and other legal documents
  • Supports and completes assigned quality assurance reviews
  • Responsible for protecting, securing, and proper handling of all confidential data held by Ascensus to ensure against unauthorized access, improper transmission, and / or unapproved disclosure of information that could result in harm to Ascensus or our clients.
  • Our I-Client service philosophy and our Core Values of People Matter, Quality First and Integrity Always® should be visible in your actions on a day to day basis showing your support of our organizational culture.
  • Assist with other tasks and projects as assigned
  • Section 3 : Experience, Skills, Knowledge Requirements

  • Bachelor's degree preferred
  • 3 to 8+ years of hands-on Retirement plan testing experience will be considered
  • Experience doing Employer Calculations
  • Must have experience with 5500's and other relevant documents
  • Experience with cash basis and / or trust accounting
  • Strong Word, Excel, and Outlook skills
  • Strong written and oral communication skills
  • Strong analytical and problem-solving skills
  • Strong attention to detail and the ability to prioritize, manage tasks and meet in connection with business operations, including related ERISA compliance matters
  • Associate holds Retirement Plan Fundamentals certification upon meeting eligibility requirements
  • QKA designation preferred but not required
  • Involvement or work towards associates QPA designation preferred
  • Prior experience with plan administration software, i.e. FT Williams or ASC preferred.
  • The national average salary is $65,000 - $95,000, exclusive of any bonuses and benefits.This salary range represents the low and high end for this position. Actual salary offered will vary and may be above or below the range based on various factors including but not limited to location, experience, performance, and internal pay alignment. We do not anticipate that candidates hired will begin at the top of the range however, from time to time, it may occur on a case-by-case basis. Other rewards and benefits may include : 401(k) match, Medical, Dental, Vision, Paid-Time-Off, etc. For more information, please visit careers.ascensus.com / #Benefits.

    We are proud to be an Equal Opportunity Employer

    Be aware of employment fraud. All email communications from Ascensus or its hiring managers originate from @ascensus.com or @futureplan.com email addresses. We will never ask you for payment or require you to purchase any equipment. If you are suspicious or unsure about validity of a job posting, we strongly encourage you to apply directly through our website.

    For all virtual remote positions, in order to ensure associates can effectively perform their job duties with no distractions, we require an uninterrupted virtual work space and there is also an expectation of family care being in place during business hours. Additionally, there is an internet work speed requirement of 25 MBps or better for individual use. If more than one person is utilizing the same internet connection in the same household or building, then a stronger connection is required. If you are unsure of your internet speed, please check with your service provider. Note : For call center roles specifically, it is a requirement to either hardwire your equipment directly to the internet router or ensure your workstation is in close proximity to the router. Please ensure that you are able to meet these expectations before applying.

    Ascensus provides equal employment opportunities to all associates and applicants for employment without regard to ancestry, race, color, religion, sex, (including pregnancy, childbirth, breastfeeding and / or related medical conditions), gender, gender identity, gender expression, national origin, age, physical or mental disability, medical condition (including cancer and genetic characteristics), marital status, military or veteran status, genetic information, sexual orientation, criminal conviction record or any other protected category in accordance with applicable federal, state, or local laws ("Protected Status").