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Compliance officer • chicago il

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Compliance Officer, ECRM

Compliance Officer, ECRM

AlphaSenseChicago, Illinois, USA
[job_card.full_time]
The worlds most sophisticated companies rely on AlphaSense to remove uncertainty from decision-making.With market intelligence and search built on proven AI AlphaSense delivers insights that matter...[show_more][last_updated.last_updated_variable_days]
  • [promoted]
Regulatory Compliance Management Officer

Regulatory Compliance Management Officer

Illinois StaffingChicago, IL, US
[job_card.full_time]
Regulatory Compliance Management Officer.The Regulatory Compliance Management (RCM) Officer will assist in the implementation and management of CIBC's Regulatory Compliance Management Program (RCM ...[show_more][last_updated.last_updated_variable_days]
  • [promoted]
Regulatory Compliance Management Officer

Regulatory Compliance Management Officer

CibcChicago, IL, US
[job_card.full_time]
Regulatory Compliance Management Officer.We're building a relationship-oriented bank for the modern world.We need talented, passionate professionals who are dedicated to doing what's right for our ...[show_more][last_updated.last_updated_variable_days]
Senior Compliance Officer

Senior Compliance Officer

B C Ziegler & CoChicago, IL, US
[job_card.full_time]
Ziegler is a specialty investment bank with unique expertise in complex credit structures and advisory services.Headquartered in Chicago with regional and branch offices throughout the U.Ziegler cr...[show_more][last_updated.last_updated_30]
  • [promoted]
Chief Compliance Officer

Chief Compliance Officer

Edgehog TradingChicago, IL, United States
[job_card.permanent]
Edgehog Trading is a proprietary trading firm specialized in electronic option market making.Our vision is to scale and automate our strategies with a diverse team of traders, developers, and resea...[show_more][last_updated.last_updated_variable_days]
IDD Compliance Officer

IDD Compliance Officer

Envision UnlimitedChicago, IL, US
[job_card.full_time]
Job Summary – IDD Compliance Officer.Hybrid Role with Statewide Travel.We are seeking a detail-oriented.In this pivotal role, you’ll collaborate with leadership and program staff to str...[show_more][last_updated.last_updated_30]
  • [promoted]
Senior Compliance Officer

Senior Compliance Officer

Chicago StaffingChicago, IL, US
[job_card.part_time]
The Senior Compliance Officer is a Compliance Regulatory Change Management position within the Compliance Program Management team that is responsible for partnering with Legal, 2LOD and 1LOD teams....[show_more][last_updated.last_updated_variable_days]
Senior Compliance Officer, Compliance Management

Senior Compliance Officer, Compliance Management

CI Financial Corp.Chicago, IL, US
[job_card.permanent]
At Corient, we help high- and ultra-high-net-worth individuals and families to enjoy a full life, while enabling them to preserve their wealth for future generations, and provide for the people, ca...[show_more][last_updated.last_updated_variable_days]
COMPLIANCE OFFICER - CountyCare

COMPLIANCE OFFICER - CountyCare

Cook County HealthChicago, Illinois, US
[job_card.full_time]
The Compliance Officer, CountyCare reflects the mission and vision of Cook County Health (CCH), adheres to the organization’s Code of Conduct and Corporate Compliance Program, and complies with all...[show_more][last_updated.last_updated_30]
  • [promoted]
Deputy Chief Compliance Officer

Deputy Chief Compliance Officer

Jones Lang LaSalle IncorporatedChicago, IL, United States
[job_card.full_time]
Deputy Chief Compliance Officer page is loaded## Deputy Chief Compliance Officerremote type : On-sitelocations : Chicago, ILtime type : Full timeposted on : Posted Yesterdayjob requisition id : ...[show_more][last_updated.last_updated_variable_days]
  • [promoted]
Compliance Officer

Compliance Officer

BmoChicago, IL, US
[job_card.part_time]
Compliance Regulatory Change Position.This is a Compliance Regulatory Change position within the Compliance Program Management team that is responsible for partnering with Legal, 2LOD and 1LOD team...[show_more][last_updated.last_updated_variable_days]
Compliance Officer

Compliance Officer

BMOChicago, IL, USA
[job_card.full_time] +1
This role has a hybrid mandate : 3-4x / week in office.This is a Compliance Regulatory Change position within the Compliance Program Management team that is responsible for partnering with Legal, 2LO...[show_more][last_updated.last_updated_variable_days]
  • [promoted]
Compliance Officer 18-E-05

Compliance Officer 18-E-05

Government JobsChicago, IL, US
[job_card.full_time] +1
Under the direction of the Senior Compliance Officer of the Charitable Trust Bureau, the Compliance Officer shall be responsible for performing complex reviews of registration and re-registration s...[show_more][last_updated.last_updated_variable_days]
  • [promoted]
Compliance Officer

Compliance Officer

AdyenChicago, IL, US
[job_card.full_time]
Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice.At Adyen, everyt...[show_more][last_updated.last_updated_variable_days]
Chief Compliance Officer

Chief Compliance Officer

CoinmeChicago, IL, US
[job_card.full_time]
At Coinme, we're redefining access to financial services in a digital world.By combining the cutting-edge power of blockchain technology with everyday simplicity, we make digital currencies acc...[show_more][last_updated.last_updated_30]
IT Compliance Officer, 45956 AM

IT Compliance Officer, 45956 AM

BuiltIn Integration SandboxChicago, Illinois, USA
[job_card.full_time]
Belvedere Trading is a leading proprietary trading firm proudly headquartered in downtown Chicago.Our traders work hard to provide liquidity to the market through their market-making activities and...[show_more][last_updated.last_updated_variable_days]
Deputy Chief Compliance Officer

Deputy Chief Compliance Officer

LaSalle Investment ManagementChicago, Illinois, USA
[job_card.full_time]
LaSalle is seeking a highly skilled and motivated person to join our team as Deputy CCO for LaSalle Investment Management Distributors a registered broker dealer. The ideal candidate will have an in...[show_more][last_updated.last_updated_variable_days]
Senior Compliance Officer

Senior Compliance Officer

Belvedere TradingChicago, IL, US
[job_card.full_time]
Belvedere Trading is a leading proprietary trading firm proudly headquartered in downtown Chicago.Our traders work hard to provide liquidity to the market through their market-making activities and...[show_more][last_updated.last_updated_variable_days]
Chief Compliance and Regulatory Officer

Chief Compliance and Regulatory Officer

Paul Murphy AssociatesChicago, IL, US
[job_card.full_time]
[filters_job_card.quick_apply]
Chief Compliance and Regulatory Officer.Chicago, IL or New York, NY (Hybrid).The Chief Compliance & Regulatory Officer (CCRO) will lead the organization’s compliance and regulatory functions.As a d...[show_more][last_updated.last_updated_variable_days]
Compliance Officer, ECRM

Compliance Officer, ECRM

AlphaSenseChicago, Illinois, USA
[job_card.variable_days_ago]
[job_preview.job_type]
  • [job_card.full_time]
[job_card.job_description]

About AlphaSense :

The worlds most sophisticated companies rely on AlphaSense to remove uncertainty from decision-making. With market intelligence and search built on proven AI AlphaSense delivers insights that matter from content you can trust. Our universe of public and private content includes equity research company filings event transcripts expert calls news trade journals and clients own research content.

The acquisition of Tegus by AlphaSense in 2024 advances our shared mission to empower professionals to make smarter decisions through AI-driven market intelligence. Together AlphaSense and Tegus will accelerate growth innovation and content expansion with complementary product and content capabilities that enable users to unearth even more comprehensive insights from thousands of content sets. Our platform is trusted by over 6000 enterprise customers including a majority of the S&P 500. Founded in 2011 AlphaSense is headquartered in New York City with more than 2000 employees across the globe and offices in the U.S. U.K. Finland India Singapore Canada and Ireland. Come join us!

About the Role :

The Compliance Officer will help build and operationalize key components of our global privacy program within the Enterprise Compliance Risk Management (ECRM) this role you will support Senior Management by leading and coordinating core privacy workstreams such as our Record of Processing Activities Data Protection Impact Assessments incident response and reporting and oversight of the data privacy champion network. You will also help support expansion into adjacent privacy domains including HIPAA and AI related governance while partnering closely with Compliance leadership Legal Security Product and other stakeholders. This role blends project management and privacy operations to ensure that our data privacy framework is robust auditable and fit for a fast scaling business.

Who You Are :

  • A Proven Project Manager : You have experience managing complex regulatory or privacy related projects end to end coordinating multiple stakeholders and work-streams to deliver on time and to a high standard. You can prioritize competing privacy initiatives and you are comfortable tracking actions owners and deadlines. You have a minimum of 2 years of experience in a regulated environment such as financial services healthcare or another highly regulated sector.
  • A Regulatory Compliance Specialist : You have a solid understanding of privacy and data protection concepts and how they intersect with broader compliance obligations. You are familiar with frameworks such as GDPR and key US privacy laws and are interested in or exposed to related regimes. You are comfortable interpreting policy and regulatory guidance into practical controls procedures and documentation that can be embedded into day to day operations.
  • An Advocate for the Client : You can empathize with internal and external stakeholders who rely on trustworthy data handling including customers and internal business teams. You understand how privacy commitments notices and contractual obligations translate into operational requirements and you can articulate privacy impacts in clear business friendly language. You can take stakeholder feedback on privacy risks and turn it into clear requirements for product engineering and process owners.
  • Communication and Collaboration oriented : You are skilled at gathering information from business owners product teams data owners and champions and converting that into accurate playbooks. You are comfortable using written communication collaboration tools and video calls so that stakeholders feel heard and understand what is required of them.
  • Entrepreneurial : You can see beyond current constraints in tools or processes and spot opportunities to make privacy operations scalable and repeatable. Where others see manual work arounds you see the chance to improve templates build better workflows and partner with product and engineering to integrate privacy into systems by design. You are motivated by building or refining privacy capabilities in emerging areas.
  • Passionate : You understand the value that a strong privacy posture brings to the business especially in regulated and enterprise client contexts. You take pride in helping the organization earn and maintain trust by reducing privacy risk and ensuring that privacy by design principles are embedded into new products features and data uses.
  • A Problem-Solving Investigator : You are comfortable tracing data flows across systems teams and vendors to understand where data originates how it is processed and where risks may arise. You are willing to dive into details to support remediation work using your knowledge of internal systems and stakeholders to surface root causes and practical solutions. You can synthesize findings into clear documentation that supports both management decision making and regulatory readiness.

What Youll Do :

  • Support investigations into privacy related inquiries and issues including potential incidents near misses and data handling concerns ensuring responses are timely structured and well documented.
  • Work with business and technical owners to capture accurate current information on data uses purposes legal bases transfers and retention.
  • Support on privacy assessment processes including scoping information gathering risk analysis documentation of mitigations and follow up on agreed actions.
  • Partner closely with colleagues in ECRM Legal Security Product Engineering and relevant business units as well as the data privacy champion network to embed privacy controls into day to day operations.
  • Develop and improve privacy related policies standards procedures and model responses including playbooks for incident response data subject rights and regulatory inquiries.
  • Serve as a go to privacy resource for the wider organization when questions arise about new data uses system changes third party processors or potential privacy risks escalating complex matters to Senior Management and Legal as appropriate.
  • Diagnose privacy issues across processes and systems propose pragmatic remediation steps and track completion of those actions to closure including for RoPA and DPIA related findings.
  • Perform analysis on privacy metrics and trends to identify opportunities to improve processes system configurations and training for the data privacy champion network and broader teams.
  • Communicate clearly and effectively both verbally and in writing including preparing concise summaries dashboards and reports for Senior Management in ECRM.
  • Measure and report on the impact of privacy initiatives and projects including progress on RoPA completeness DPIA coverage incident response timelines and the maturity of new domains such as HIPAA and AI governance.
  • Follow the link for more information on our Employee Benefits.

    For base compensation we set standard ranges for all roles based on function and level benchmarked against similar stage growth companies and internal order to be compliant with local legislation as well as to provide greater transparency to candidates we share salary ranges on all job postings regardless of desired hiring location. Final offer amounts are determined by multiple factors including candidate experience / expertise and may vary from the amounts listed below.

    You may also be offered equity and a generous benefits program.

    Compensation Range

    $112000 - $120000 USD

    AlphaSense is an equal-opportunity employer. We are committed to a work environment that supports inspires and respects all individuals. All employees share in the responsibility for fulfilling AlphaSenses commitment to equal employment opportunity. AlphaSense does not discriminate against any employee or applicant on the basis of race color sex (including pregnancy) national origin age religion marital status sexual orientation gender identity gender expression military or veteran status disability or any other non-merit factor. This policy applies to every aspect of employment at AlphaSense including recruitment hiring training advancement and termination.

    In addition it is the policy of AlphaSense to provide reasonable accommodation to qualified employees who have protected disabilities to the extent required by applicable laws regulations and ordinances where a particular employee works.

    Recruiting Scams and Fraud

    We at AlphaSense have been made aware of fraudulent job postings and individuals impersonating AlphaSense recruiters. These scams may involve fake job offers requests for sensitive personal information or demands for payment. Please note :

  • AlphaSense never asks candidates to pay for job applications equipment or training.
  • All official communications will come from an @ address.
  • If youre unsure about a job posting or recruiter verify it on our Careers page.
  • If you believe youve been targeted by a scam or have any doubts regarding the authenticity of any job listing purportedly from or on behalf of AlphaSense pleasecontact us. Your security and trust matter to us.

    Required Experience :

    Unclear Seniority

    Key Skills

    Compliance Management,Risk Management,Financial Services,PCI,Banking,Cost Accounting Standards,Quality Systems,Research Experience,NIST Standards,Securities Law,SOX,ISO 27000

    Employment Type : Full Time

    Experience : years

    Vacancy : 1

    Monthly Salary Salary : 112000 - 120000