Compliance officer [h1.location_city]
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Compliance officer • salt lake city ut
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VirtualVocationsSalt Lake City, Utah, United States- [job_card.full_time]
A company is looking for a Compliance Officer responsible for managing its compliance program and ensuring adherence to laws and regulations.
Key Responsibilities
Oversee the development and monitoring of the compliance program across trading evaluation platforms
Act as the primary compliance resource for AML / KYC, ensuring alignment with applicable standards
Conduct internal audits and compliance reviews to evaluate adherence to internal controls and external requirements
Required Qualifications
Bachelor's degree in business, finance, accounting, or a related field
5-9+ years of compliance experience in a fintech or regulated environment
Strong knowledge of AML / KYC requirements and relevant regulations
Familiarity with trading platforms and online financial services operations
Experience implementing and maintaining compliance programs and internal controls