Compliance officer [h1.location_city]

Job description :

Chief Compliance Officer

• Fosters the bank-wide culture that every staff position and every function has a regulatory compliance component.
• Designs and implements a comprehensive, bank specific Compliance Management System (CMS) incorporating multiple levels of responsibility and oversight :
• Reviews the panoply of federal regulations and maps the applicability of each regulation to the specific product and activity within the banks full range of products and services.
• Reviews functional / product line operating procedures to ensure they incorporate accurate and appropriate compliance outcomes, including departmental level QC procedures and incorporates new regulations and new regulatory interpretations into the banks operating procedures to ensure prompt compliance.
• Performs annual Compliance Risk Assessments which inform the focus and schedule of third-party compliance audits annually.
• Coordinates and interfaces with FDIC staff during its periodic examinations.
• Coordinates or performs annual Risk Assessments across broad areas of the bank, which assessments provide senior management and the Board the banks current risk profile and informs the banks audit program.
• Oversees the banks records retention and disposal programs.
• Responsible for the Disaster Recovery / Business Continuity / Incident Response program and its periodic testing.
• Conducts periodic Compliance Committee meetings.
• Establishes a CRA program to assure that the Bank performs well under the assessment factors in the regulations.
• Develops and submits to the Board an appropriate CRA Public File, reviewing it periodically, and assuring that it is available to the public upon request.
• Monitor the Banks CRA performance and recommend ways to senior management to improve the Banks CRA position in the community.
• Conducts all necessary training to assure Bank compliance with CRA expectations.
• Maintains and communicates audit / exam exception items through the audit monitoring spreadsheet.
• Ensures that management responses to audit findings are on point and promptly completed.
• Works with audit partners to ensure scope of individual audits is appropriately detailed on a risk basis.
• Prepares audit package for Audit Committee meetings and presents Audit Schedule and Audit Tracker.

Qualifications :

Chief Compliance Officer

Education

Bachelors degree in Business, finance, or related field.

Experience

Experience should include a minimum ten (10) years of banking experience within the defined market.

Knowledge

Other Required Skills and Abilities

Certifications, Licenses and Registrations

CPA, CIA, or CRCM preferred

Why is This a Great Opportunity :

Chief Compliance Officer

This is not a Remote / Work From Home opportunity.

Opportunity Description

Responsible for Compliance and Risk, functions for the bank in addition be the audit liaison for all internal and external audits and examinations. This position is mission critical for maintaining a secure, regulatory compliant environment for the client financial institution and for protecting the non-public information for our employees and our customer base.

Salary Type : Annual Salary

Salary Min : $ 185000

Salary Max : $ 275000

Currency Type : USD