Table games dealer serp_jobs.h1.location_city
serp_jobs.job_alerts.create_a_job
Table games dealer • chula vista ca
serp_jobs.last_updated.last_updated_variable_hours
Sr Registration Specialist, Broker-Dealer.We are seeking a detail-oriented Registration and Licensing Compliance Specialist to support our regulatory and compliance functions.In this role, you will...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
Westlake Financial is the largest privately held auto finance company in the United States with demonstrated growth year over year.
We continue to expand our teams and diversify our business model.T...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
San Diego, CA - Hybrid Work Structure .Our headquarters is where the gaming culture and Southern California lifestyle meet, creating a vibrant work environment that epitomizes our belief that every...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
University, 2026 Summer Games Systems Engineering Intern.The Summer Games is an innovative internship program that attracts some of the nation's best and brightest students.The goal is to develop a...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
Make your mark at Daybreak Games and take your place in the history of gaming! Here at Daybreak, we make games that bring people together.
Together we have built and introduced some of the most fame...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
Get paid to answer surveys, play games, test apps, and do tasks.Make extra money on your phone and instantly cash out to PayPal, Revolut, or with gift cards from $3.serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day
Full time or part-time Cooks and Cashiers.Day shift, night shift, weekday and weekend shifts available.Part-time with promotion opportunities.
Employee discount, Flexible schedule.A Positive working...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
Retail Associate Manager (RAM I, II, III).T-Mobile Premium Retailer – Wireless Vision.Do you excel at driving sales results, team motivation, and impacting customer experience? Are you passionate a...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
Senior Product Marketing Manager.Please note that the position is offered as fixed-term contract (not permanent), with possibility of renewal.
Since 1998, we've been on a mission to reshape how play...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day
A company is looking for a Dealer Sales Manager II.Key Responsibilities Develop and maintain dealer partnerships to drive application and loan volume growth Collaborate with team members to enha...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
Westlake Financial is the largest privately held auto finance company in the United States with demonstrated growth year over year.
We continue to expand our teams and diversify our business model.T...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
TCWGlobal Christmas Royale – Casino Night Staffing Opportunity.Get ready to bring the energy and excitement to .TCWGlobal’s Casino Night–Themed Christmas Party!.We’re s...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
Make your mark at Daybreak Games and take your place in games history! Here at Daybreak, we make games that bring people together.
Together we have built and introduced some of the most famed and b...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
Harbinger is an American commercial electric vehicle (EV) company on a mission to transform an industry starving for innovation.
Harbinger's best-in-class team of EV, battery, and drivetrain experts...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
At the core of Epic's success are talented, passionate people.Epic prides itself on creating a collaborative, welcoming, and creative environment.
Whether it's building award-winning games or crafti...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
Westlake Financial is the largest privately held auto finance company in the United States with demonstrated growth year over year.
We continue to expand our teams and diversify our business model.T...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
We're Dealer Tire, a family-owned, international distributor of tires and parts established in 1918 in Cleveland, OH.We're laser focused on helping the world's largest and most trusted auto manufac...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day
Receive a $5 welcome bonus when you complete your first offer!Make money in your spare time by completing online tasks : .
Take paid surveys (5-15 minutes each).Test new mobile games and apps.Share yo...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day
- serp_jobs.job_card.promoted
- serp_jobs.job_card.new
Sr Registration Specialist, Broker-Dealer
Horace MannSan Diego, CA, USserp_jobs.job_card.full_time
Dealer Account Manager
Hankey GroupSan Diego, CA, USserp_jobs.job_card.full_time
Accounting Manager, Games
Daybreak Game CompanySan Diego, California, United States of Americaserp_jobs.job_card.full_time
University, 2026 Summer Games Systems Engineering Intern
Booz Allen HamiltonSan Diego, CA, United Statesserp_jobs.job_card.full_time +1
- serp_jobs.job_card.promoted
Accounting Manager
Daybreak GamesSan Diego, CA, USserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Earn Money Playing Games, Answering Surveys & Testing Apps
AttaPollSpring Valley, CA, USserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Delivery Driver
Round Table PizzaSan Diego, CA, USserp_jobs.job_card.part_time
Retail Associate Manager T-Mobile Dealer (avg hourly plus commission 24-32 hourly)
Wireless VisionSAN DIEGO, Californiaserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Senior Product Marketing Manager - Fixed-term contract - Video Games
Keywords StudiosSan Diego, CA, USserp_jobs.job_card.permanent +1
Dealer Sales Manager
VirtualVocationsChula Vista, California, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Dealer Account Manager
Westlake Financial ServicesSan Diego, CA, USserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
- serp_jobs.job_card.new
Breaking Casino Dealer - Christmas Royale Event
TCWGlobalSan Diego, CA, USserp_jobs.job_card.full_time
Creative Director - Darkpaw Games Job at Daybreak Game Company LLC in San Diego
Daybreak Game Company LLCSan Diego, CA, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
- serp_jobs.job_card.new
Dealer Development Manager
HarbingerSan Diego, CA, USserp_jobs.job_card.full_time
Technical Producer.
Games Jobs DirectSan Diego, United Statesserp_jobs.job_card.full_time +1
- serp_jobs.job_card.promoted
Dealer Account Manager
Westlake ServicesSan Diego, CA, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Dealer Operations Coach (Baltimore, MD)
Dealer TireSan Diego, CA, USserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Remote : Get Paid to Play Games
Free Cash by AlmediaBonita, CA, USserp_jobs.filters.remote
serp_jobs.job_card.full_time
Sr Registration Specialist, Broker-Dealer
Horace MannSan Diego, CA, USjob_description.job_card.variable_hours_ago
serp_jobs.job_preview.job_type
- serp_jobs.job_card.full_time
job_description.job_card.job_descriptionBachelor's degree in Business, Finance, or related field (or equivalent experience). 35 years of experience in broker-dealer registration, licensing, or compliance functions. Proficiency with FINRA Web CRD / IARD, Form U4 / U5 processes, and state registration requirements. Strong knowledge of FINRA, SEC, and state securities regulations. Exceptional attention to detail, organizational skills, and ability to manage multiple priorities. Excellent written and verbal communication skills. Experience with FINRA Gateway and other regulatory filing systems. FINRA SIE, Series 7, and / or Series 24 licenses are strongly preferred. Ability to work independently in a remote environment while maintaining high-quality standards.
Sr Registration Specialist, Broker-Dealer
Sr. Registration Specialist
Location : Remote
We are seeking a detail-oriented Registration and Licensing Compliance Specialist to support our regulatory and compliance functions. In this role, you will manage registration filings, ensure licensing compliance across the firm, and serve as a subject-matter expert for regulatory requirements. This is an excellent opportunity for a self-motivated professional with a strong understanding of broker-dealer registration processes who thrives in a collaborative, fast-paced environment.
Essential Job Functions
- Prepare and review Form U4 / U5 filings via FINRA's Web CRD / IARD systems.
- Manage state registration requests, terminations, and amendments.
- Ensure licensing requirements are met for all associated persons, including exams and renewals.
- Review escalated registration cases involving disclosures, dual registrations, or heightened supervision.
- Partner with HR on onboarding and offboarding of registered personnel.
- Support the firm's annual renewal process, including reconciliation of fees with Finance.
- Contribute to the development and maintenance of Written Supervisory Procedures (WSPs) related to registration.
- Oversee continuing education (CE) compliance, track deadlines, and coordinate reminders.
- Maintain accurate registration data in firm systems and CRD.
- Generate and distribute status reports and dashboards for management.
- Identify and escalate trends, risks, and deficiencies in registration compliance.
- Serve as a point of contact for registration questions from representatives and managers.
- Provide guidance and training to staff and business partners.
- Coordinate with regulators on registration-related inquiries.
- Contribute to special compliance projects as assigned.
Qualifications
Preferred Skills & Certifications
Pay range : $71,500 $105,400 yearly