Client Associate

divh2Client Associate In Wealth And Investment Management / h2pWells Fargo is seeking a Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. In this role you will : / pulliAssist Profit Formula Financial Advisor(s) colleagues with service and operational related activities such as providing service to clients via telephone, direct interaction and / or written correspondence / liliFacilitate Profit Formula Financial Advisor and client requests for account related information and / or quotes / liliSchedule and prepare for appointments with new or prospective clients / liliEstablish and service client accounts, prepare forms, research account inquiries and / or issues, and enter security order tickets after being approved by the Profit Formula Financial Advisor(s) / liliExecute various administrative functions for the Profit Formula Financial Advisor(s) and Branch Management including, but not limited to, tracking referrals, assisting with marketing related activities, establishing and maintaining files to meet the firms regulatory requirements / liliEstablish and maintain filing and record keeping necessary to support efforts to service and grow client relationships / liliAct as the liaison for all referral sources by reviewing paperwork for completeness and forwarding to management for review when applicable / li / ulpRequired Qualifications : / pulli2+ years of Brokerage and Client Services experience, or equivalent demonstrated through one or a combination of the following : work experience, training, military experience, education / li / ulpDesired Qualifications : / pulliBrokerage client support experience or financial services industry experience / liliAdministrative support experience in financial services / liliExperience interacting directly with customers / liliIntermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills / liliClient service focus with the ability to listen to customer needs and recommend solutions / liliAbility to prioritize work, meet deadlines, achieve goals, and work in a dynamic and complex environment / li / ulpJob Expectations : / pulliSpecific compliance policies may apply regarding outside activities and / or personal investing; affected employees will be expected to provide information to the Wells Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about expectations during the recruitment process. / liliThis position is subject to FINRA background screening requirements. Candidates must successfully complete and pass a background check prior to hire. In accordance with FINRA rules, individuals who are subject to statutory disqualification are not eligible to be associated with a FINRA-registered broker-dealer. Successful candidates must also meet and comply with ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents. / liliThis position is not eligible for Visa sponsorship. / li / ulpPosting location : 6501 Americas Pkwy NE Ste 1000, ALBUQUERQUE, NM 87110 / ppPosting End Date : 18 Jan 2026 / ppJob posting may come down early due to volume of applicants. / ppWe Value Equal Opportunity / ppWells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic. / ppEmployees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions commensurate with the business units risk appetite and all risk and compliance program requirements. / ppCandidates applying to job openings posted in Canada : Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process. / ppApplicants with Disabilities To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo. / ppDrug and Alcohol Policy Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more. / ppWells Fargo Recruitment and Hiring Requirements : / pulliThird-Party recordings are prohibited unless authorized by Wells Fargo. / liliWells Fargo requires you to directly represent your own experiences during the recruiting and hiring process. / li / ulpReq Number : R-513390 / p / div