Talent.com
Regulatory Client Classification - Associate - Associate
Regulatory Client Classification - Associate - AssociateDeutsche Bank • Jacksonville, FL, US
[error_messages.no_longer_accepting]
Regulatory Client Classification - Associate - Associate

Regulatory Client Classification - Associate - Associate

Deutsche Bank • Jacksonville, FL, US
[job_card.30_days_ago]
[job_preview.job_type]
  • [job_card.full_time]
[job_card.job_description]

Regulatory Client Classification - Associate

As part of the Operations Reference Data Services (ORDS) Regulatory team, you will be responsible for understanding and monitoring various US Regulations as well as tactical and strategic analysis and remediation of Regulatory accounts impacting clients eligible for specific US Regulations. You'll support and contribute to daily monitoring and control reporting for various US Regulations along with being part of a team that works in close partnership with various stakeholders such as Compliance, Legal and the Client Lifecycle Management (CLM) on-boarding teams. By engaging with many colleagues in various divisions of Deutsche Bank in the US and across the globe you will make a positive impact on the Bank's regulatory reporting performance.

What We Offer You :

  • A diverse and inclusive environment that embraces change, innovation, and collaboration
  • A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days
  • Employee Resource Groups support an inclusive workplace for everyone and promote community engagement
  • Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
  • Educational resources, matching gift, and volunteer programs

What You'll Do :

  • Fully understand and be able to provide knowledge ownership of US regulations, such as, Commodity Futures Trading Commission Dodd Frank, Securities and Exchange Commission Swap Based Securities Dodd Frank, Volcker, Reg W, FINRA 2111, FINRA 4210, Reg D / QIBs, Foreign Bank Certificates, 15a6 and Reg O Business Management etc
  • Work with Compliance and Legal on exception and / or escalations cases and see them through to completion
  • Review and Quality Assurance sample of Run-the-Bank (RTB) cases to ensure regulations are being implemented correctly
  • Management of daily control reports which includes working with offshore teams to investigate and analyse the exceptions, identify remediation steps, and follow up with internal or external stakeholders until exceptions are resolved
  • Responsible for creating and / or updating Key Operating Procedures (KOP) and incorporating new regulatory changes as needed
  • Work with Client Onboarding (COB) team members when exceptions are identified to see through resolution and training of COB team members for any new regulatory changes
  • Skills You'll Need :

  • Motivated and self-starter is a must
  • Ability to think not only in black and white but also be able to think analytically in grey areas by utilizing resources at hand (i.e., KOP, reading through regulations etc.)
  • Ability to work in a non-structured environment, knowing what task the next priority is without being told
  • Knowledge / exposure of US regulations within an operational or control department within a banking environment, or within a similar operational regulatory function
  • Knowledge and / or experience in a financial institution. Understanding of the workings of an investment bank and the lifecycle of a trade is a plus. Knowledge of Client Onboarding and Regulators is a plus
  • Skills That Will Help You Excel :

  • Knowledge of MS suite of products, including the ability to use basic Excel functions such as pivot tables, VLOOKUPs, etc
  • Competent business user of MS products and Outlook. Internet liberate to enable online searches. Must know MS Excel. Knowledge of Markit ISDA Amend is a plus
  • Knowledge of Reference Data Systems and Regulations along with product and end-to-end system knowledge is a plus
  • Expectations :

    It is the Bank's expectation that employees hired into this role will work in the Jacksonville office in accordance with the Bank's hybrid working model.

    Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and / or religion.

    The salary range for this position in Jacksonville is $48,000 to $68,800. Actual salaries may be based on a number of factors including, but not limited to, a candidate's skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration.

    We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.

    Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.

    We welcome applications from all people and promote a positive, fair and inclusive work environment.

    Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, protected veteran status or other characteristics protected by law.

    [job_alerts.create_a_job]

    Client Associate • Jacksonville, FL, US

    [internal_linking.related_jobs]
    Associate - Healthcare Risk Consulting

    Associate - Healthcare Risk Consulting

    RSM • Jacksonville, FL, US
    [job_card.full_time]
    Experienced Associate - Healthcare Risk Consulting.RSM's National Healthcare Consulting practice is searching for an experienced associate who will provide healthcare regulatory and reimbursement c...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Associate Director / Director, Medical Science Liaison - Oncology, Central Region (Field-based)

    Associate Director / Director, Medical Science Liaison - Oncology, Central Region (Field-based)

    Eisai • Jacksonville, FL, United States
    [job_card.full_time]
    At Eisai, satisfying unmet medical needs and increasing the benefits healthcare provides to patients, their families, and caregivers is Eisai's human health care (hhc) mission.We're a growing pharm...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Clinical Liaison

    Clinical Liaison

    Lifepoint Health • Jacksonville, FL, US
    [job_card.full_time] +1
    Facility Name : North Florida Rehabilitation Hospital.North Florida Rehabilitation Hospital.Lifepoint Health, a diversified healthcare delivery network with facilities coast to coast.We are driven b...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Product Regulatory Compliance Analyst

    Product Regulatory Compliance Analyst

    HD Supply • Jacksonville, FL, US
    [job_card.full_time]
    Responsible for gathering and monitoring product regulatory compliance-related information and data from various sources. Analyze and normalize information and data to ensure integrity for analysis....[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Associate Director of Business Analytics

    Associate Director of Business Analytics

    Southern New Hampshire University • Jacksonville, FL, United States
    [job_card.full_time]
    Southern New Hampshire University is a team of innovators.Individuals who believe in progress with purpose.Since 1932, our people-centered strategy has defined us - and helped us grow a team that n...[show_more]
    [last_updated.last_updated_variable_hours] • [promoted] • [new]
    Experienced Chemical Regulatory Specialist (Remote) Part time

    Experienced Chemical Regulatory Specialist (Remote) Part time

    Pace Analytical Services, LLC • Jacksonville, FL, United States
    [filters.remote]
    [job_card.full_time] +1
    Monday through Friday, 8 : 00AM - 5 : 00PM less than 20 hours per week.Are you ready to work making the world a safer, healthier place? Join our mission to continuously move science forward; to innovat...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Senior Reg Publishing Specialist

    Senior Reg Publishing Specialist

    Thermo Fisher • Jacksonville, FL, US
    [job_card.full_time]
    Senior Reg Publishing Specialist.This is an outstanding opportunity to join Thermo Fisher Scientific as a Senior Reg Publishing Specialist. You will play a pivotal role in ensuring flawless regulato...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Reviewer PT, Applied Natural Sciences

    Reviewer PT, Applied Natural Sciences

    Southern New Hampshire University • Jacksonville, FL, United States
    [job_card.part_time]
    Southern New Hampshire University is a team of innovators.Individuals who believe in progress with purpose.Since 1932, our people-centered strategy has defined us - and helped us grow a team that n...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Associate Audit Fall 2027

    Associate Audit Fall 2027

    Forvis Mazars • Jacksonville, FL, United States
    [job_card.full_time]
    Are you an accounting student striving for CPA eligibility and looking for a full-time opportunity in Audit? At Forvis Mazars, you can use your critical thinking abilities to help clients solve pro...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Rheumatology | Jacksonville, Florida | $350-550K+ | Well-Established Group of 4

    Rheumatology | Jacksonville, Florida | $350-550K+ | Well-Established Group of 4

    Jackson Physician Search • Jacksonville, US
    [job_card.full_time]
    This rare position truly offers the best of both worlds : private practice type earning potential and autonomy, with the full support & resources of an award-winning health system.Well-established R...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Pharmacy Manager-Brooks Inpatient Hospital-Arizona

    Pharmacy Manager-Brooks Inpatient Hospital-Arizona

    Brooks Rehabilitation Hospital • Jacksonville, FL, United States
    [job_card.full_time]
    The Pharmacy Manager is responsible for supporting the VP of Operations in managing pharmacy operations.This includes implementation and enforcement of policies and procedures, supervision and trai...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Block Advisors Tax Associate

    Block Advisors Tax Associate

    H&R Block • Jacksonville, FL, United States
    [job_card.full_time]
    At H&R Block, we believe in the power of people helping people.Our defining Purpose is to provide help and inspire confidence in our clients, associates, and communities everywhere.We also believe ...[show_more]
    [last_updated.last_updated_1_day] • [promoted]
    Reviewer PT, Quantitative Strategy and Operations

    Reviewer PT, Quantitative Strategy and Operations

    Southern New Hampshire University • Jacksonville, FL, United States
    [job_card.part_time]
    Southern New Hampshire University is a team of innovators.Individuals who believe in progress with purpose.Since 1932, our people-centered strategy has defined us - and helped us grow a team that n...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Clinical Liaison

    Clinical Liaison

    Lifepoint Health® • Jacksonville, FL, US
    [job_card.full_time] +1
    Facility Name : North Florida Rehabilitation Hospital.North Florida Rehabilitation Hospital.Lifepoint Health, a diversified healthcare delivery network with facilities coast to coast.We are driven b...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Pharmacy Manager

    Pharmacy Manager

    CVS Health • Jacksonville, FL, United States
    [job_card.full_time]
    At CVS Health, we're building a world of health around every consumer and surrounding ourselves with dedicated colleagues who are passionate about transforming health care.As the nation's leading h...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Senior Regulatory Affairs Program Lead - Vision

    Senior Regulatory Affairs Program Lead - Vision

    J&J Family of Companies • Jacksonville, FL, US
    [job_card.full_time]
    Senior Regulatory Affairs Program Lead.Fueled by innovation at the intersection of biology and technology, we're developing the next generation of smarter, less invasive, more personalized treatmen...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Associate Audit Fall 2027 | Jacksonville

    Associate Audit Fall 2027 | Jacksonville

    Forvis Mazars, LLP • Jacksonville, FL, United States
    [job_card.full_time]
    Are you an accounting student striving for CPA eligibility and looking for a full-time opportunity in Audit? At Forvis Mazars, you can use your critical thinking abilities to help clients solve pro...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Regulatory Manager / Senior Regulatory Manager (Clinical Trials)

    Regulatory Manager / Senior Regulatory Manager (Clinical Trials)

    Precision Medicine • Jacksonville, FL, US
    [job_card.full_time]
    Regulatory Manager / Senior Regulatory Manager (Clinical Trials).Precision for Medicine is not your typical CRO.At Precision for Medicine we have brought together new technologies, expertise and op...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]