North Carolina Licensed Compliance Officer

A company is looking for a Compliance Officer II - Complaints.

Key Responsibilities

Develops and executes the Compliance Risk Management Program, interpreting complex regulatory requirements

Acts as a liaison between business units and regulatory bodies during compliance examinations, identifying compliance gaps

Creates reports for management on compliance reviews and legal changes, ensuring communication of necessary actions

Required Qualifications

Bachelor's Degree with 6 years of experience in Compliance, Legal, Audit, or Banking, or a High School Diploma / GED with 10 years of experience in the same fields

Familiarity with testing and monitoring activities for compliance risks

Preferred certifications include CAMS, CAFP, CRCM, or CIPP