Talent.com
serp_jobs.error_messages.no_longer_accepting
Equity Research, Supervisory Analyst

Equity Research, Supervisory Analyst

WELLS FARGO BANKPHOENIX, Arizona, United States of America
job_description.job_card.30_days_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
job_description.job_card.job_description

About this role : Wells Fargo Securities seeks an experienced Supervisory Analyst (SA) to join our team of Equity Research Supervisory Analysts. Wells Fargo Securities' 60+ publishing analysts cover 1000+ companies, with plans to expand this coverage universe. Learn more about the career areas and lines of business at wellsfargojobs.com In this role, you will : The Corporate & Investment Bank (CIB) delivers a comprehensive suite of banking, capital markets and advisory solutions, including a full complement of sales, trading and research capabilities, to corporate, government and institutional clients. We focus on our clients' overall financial needs, with consideration and respect for their total relationship with Wells Fargo.We seek an experienced Supervisory Analyst with strong knowledge of FINRA rules and regulations as they pertain to the SA role. Candidates must have excellent judgment when it comes to SA issues, with an understanding of how to balance regulatory requirements against deadlines and the need for time to market. The ideal candidate will have strong financial, communication, interpersonal, organizational, and editorial skills.The successful candidate will :

  • Review and approve equity research reports, including flash notes, reports, initiations, decks, models and coverage launches for compliance with FINRA rules and department policies, as well as for clarity and effective communication.
  • Thoroughly understand financial models and how to review them in conjunction with published research.
  • Have proficiency to multi-task, with the ability to review multiple reports simultaneously while closely communicating with analysts and team members.
  • Possess excellent command of the English language, including rewriting and editing for grammar and style.
  • Communicate effectively and understand when to consult with teammates and / or escalate issues.
  • Work Monday-Thursday 2PM - 10PM EST, Friday 10AM - 6PM , with the flexibility to periodically adjust as scheduling and workflow dictate.

Required Qualifications :

  • 5+ years of Securities Research experience, or equivalent demonstrated through one or a combination of the following : work experience, training, military experience, education
  • Desired Qualifications :

  • 5+ years of experience working as a supervisory analyst reviewing equity research.
  • Able to work independently and yet be part of a team.
  • Strong computer skills; Blue Matrix experience a plus.
  • Superior attention to detail, balanced against the need for timely review.
  • Analysts and team members are dispersed across the U.S., so excellent communication and collaboration skills are a must.
  • Eagerness to build positive relationships with analysts.
  • Ability to work under pressure.
  • Team player with willingness to handle different products and assignments.
  • Job Expectations :

  • This is a remote position ( Monday-Thursday 2PM - 10PM EST, Friday 10AM - 6PM) that serves analysts in the US.
  • Registration for FINRA Series 16 must be completed within 180 days of hire date if it is not available for transfer upon hire. FINRA recognized equivalents will be accepted.
  • This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents.
  • Specific compliance policies may apply regarding outside activities or personal investing; affected employees will be expected to provide information to the Wells Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about expectations during the recruitment process.
  • Posting Location :

  • 100% Remote work location is available for this position
  • Pay Range

    Reflected is the base pay range offered for this position. Pay may vary depending on factors including but not limited to achievements, skills, experience, or work location. The range listed is just one component of the compensation package offered to candidates.

    $144,400.00 - $300,000.00

    Benefits

    Wells Fargo provides eligible employees with a comprehensive set of benefits, many of which are listed below. Visit Benefits - Wells Fargo Jobs for an overview of the following benefit plans and programs offered to employees.

  • Health benefits
  • 401(k) Plan
  • Paid time off
  • Disability benefits
  • Life insurance, critical illness insurance, and accident insurance
  • Parental leave
  • Critical caregiving leave
  • Discounts and savings
  • Commuter benefits
  • Tuition reimbursement
  • Scholarships for dependent children
  • Adoption reimbursement
  • Posting End Date : 21 Sep 2025

  • Job posting may come down early due to volume of applicants.
  • We Value Equal Opportunity

    Wells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

    Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

    Applicants with Disabilities

    To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

    Drug and Alcohol Policy

    Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

    Wells Fargo Recruitment and Hiring Requirements :

    a. Third-Party recordings are prohibited unless authorized by Wells Fargo.

    b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.

    serp_jobs.job_alerts.create_a_job

    Research Analyst • PHOENIX, Arizona, United States of America

    Job_description.internal_linking.related_jobs
    • serp_jobs.job_card.promoted
    eServices Management Analyst 3 (Taxation - Altova XMLSpy expertise)

    eServices Management Analyst 3 (Taxation - Altova XMLSpy expertise)

    S R INTERNATIONAL INCPhoenix, AZ, US
    serp_jobs.job_card.full_time
    LOOKING FOR CURRENT ARIZONA RESIDENTS ONLY.AZDOR - Taxpayer Services - Analyst - eServices Management Analyst 2.THIS IS NOT AN IT POSITION, IT IS ADMIN / MANAGEMENT ROLE WITH TECHNICAL PROFICIENCY.Th...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Planning Research Analyst Sr (Open Until Filled)

    Planning Research Analyst Sr (Open Until Filled)

    Maricopa Community College DistrictPhoenix, Arizona, United States
    serp_jobs.job_card.full_time +1
    Planning Research Analyst Sr (Open Until Filled).Monday - Friday, 8am - 5pm; some evenings and weekends may be required.Summer Hours : Monday - Thursday, 7am-6pm. The Maricopa County Community Colleg...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Investment Analyst

    Investment Analyst

    STORE CAPITAL ADVISORS LLCScottsdale, AZ, US
    serp_jobs.job_card.full_time
    STORE Capital Advisors, LLC is seeking a team orientated, self starter with credit analysis experience to join our.How you will contribute to STORE’s mission : . The Investment Analyst is an int...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Board Certified Behavior Analyst in Peoria (Remote Hybrid)

    Board Certified Behavior Analyst in Peoria (Remote Hybrid)

    Circle City ABA of ArizonaPeoria, AZ, US
    serp_jobs.filters.remote
    serp_jobs.job_card.full_time
    Circle City ABA Company Story : .Circle City ABA provides Applied Behavior Analysis Therapy for children and adolescents diagnosed with Autism Spectrum Disorder. Circle City ABA has created a center-b...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    Board Certified Behavior Analyst (BCBA)

    Board Certified Behavior Analyst (BCBA)

    Ally Pediatric TherapySurprise, AZ, US
    serp_jobs.job_card.full_time
    serp_jobs.filters_job_card.quick_apply
    The Company You've Been Looking For .Rooted in neurodiverse affirming practices with a focus on assent and strengths-based approaches, Ally Pediatric is the company you've been looking to joi...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day
    • serp_jobs.job_card.promoted
    Center-Based Board Certified Behavior Analyst (BCBA)

    Center-Based Board Certified Behavior Analyst (BCBA)

    Centria AutismMesa, AZ, US
    serp_jobs.job_card.full_time
    Are you a BCBA looking for a workplace that values your expertise, offers strong clinical support, and provides real career growth? At Centria, we prioritize your success by eliminating operational...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    School-based Board Certified Behavior Analyst

    School-based Board Certified Behavior Analyst

    Kaleidoscope Education SolutionsGlendale, Arizona, United States
    serp_jobs.job_card.full_time
    serp_jobs.filters_job_card.quick_apply
    School-based Board Certified Behavior Analyst (BCBA or BCaBA).Compensation starting $2000 - $2250 per week – 16 Weeks off. Kaleidoscope Education Solutions.School-based Board Certified Behavior Anal...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Compliance Analyst II

    Compliance Analyst II

    Sunflower Bank, N.A.Gilbert, AZ, US
    serp_jobs.job_card.full_time
    Compliance Testing and banking experience.Working knowledge of applicable banking laws and regulations.Driven, self-starter who is seeking professional development. Prior management or team lead exp...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Board Certified Behavior Analyst (BCBA)

    Board Certified Behavior Analyst (BCBA)

    KyoMesa, AZ, US
    serp_jobs.job_card.full_time
    Kyo is a leading provider of child-centric Applied Behavior Analysis (ABA), serving thousands of children and teens across twelve states. Every day, we seek to achieve the unachievable for our clien...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Board Certified Behavior Analyst (BCBA) Hybrid Remote

    Board Certified Behavior Analyst (BCBA) Hybrid Remote

    Cortica - NeurodevelopmentalMesa, AZ, US
    serp_jobs.filters.remote
    serp_jobs.job_card.full_time
    Title : Board Certified Behavior Analyst (BCBA) Hybrid Remote.Scottsdale and Surrounding Areas (Hybrid Option Available). At Cortica, our Board-Certified Behavior Analysts (BCBAs) use a strength-base...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Sales Rep - Rewarding Work

    Sales Rep - Rewarding Work

    EchoStarMARICOPA, Arizona, United States
    serp_jobs.job_card.full_time
    Paid full-time training provided!.This role is on-site at 350 N McClintock Dr, Chandler, Arizona 85226.EchoStar is reimagining the future of connectivity. Our business reach spans satellite televisi...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    ECCO Management Analyst

    ECCO Management Analyst

    QED NationalUSA, Arizona, Phoenix
    serp_jobs.job_card.full_time
    Job Title : Business Operations - Education and Compliance - Analyst - ECCO Management Analyst.Phoenix, AZ (Hybrid, mostly remote but will need to come onsite as needed for orientation, team buildin...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Compliance Analyst I

    Compliance Analyst I

    Sunflower Bank, N.A.Gilbert, AZ, US
    serp_jobs.job_card.full_time
    Working knowledge of applicable banking laws and regulations.Driven, self-starter who is seeking professional development. Pay is dependent on knowledge, skills, abilities, experience, and location....serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Board Certified Behavior Analyst (100k+ Salary)

    Board Certified Behavior Analyst (100k+ Salary)

    Career Connections RecruitingGlendale, AZ, US
    serp_jobs.job_card.full_time
    Board Certified Behavior Analyst (BCBA / LBA) – Arizona.Are you a Board Certified Behavior Analyst (BCBA / LBA) looking to join a supportive, innovative team at a center in Arizona? Career Connec...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Project Portfolio Management Systems Analyst (ClickUp)

    Project Portfolio Management Systems Analyst (ClickUp)

    Universal Technical InstitutePhoenix, Arizona, United States
    serp_jobs.job_card.full_time
    Project Portfolio Management Systems Analyst (ClickUp).The Project Systems Analyst is a hybrid role that combines the analytical rigor of a Project Portfolio Management (PPM) Analyst with the techn...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    Budget Analyst

    Budget Analyst

    Verde CleanPhoenix, AZ, USA
    serp_jobs.job_card.full_time
    serp_jobs.filters_job_card.quick_apply
    At Verde, we're redefining what clean means-blending sustainability, innovation, and community impact to deliver facilities services with purpose. As a fast-growing, minority-owned small business, w...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Call Center Sales Rep - Entry Level

    Call Center Sales Rep - Entry Level

    EchoStarMARICOPA, Arizona, United States
    serp_jobs.job_card.full_time
    Paid full-time training provided!.This role is on-site at 350 N McClintock Dr, Chandler, Arizona 85226.EchoStar is reimagining the future of connectivity. Our business reach spans satellite televisi...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Revenue Cycle Insights Management Analyst

    Revenue Cycle Insights Management Analyst

    Huron Consulting Group Inc.Phoenix, AZ, United States
    serp_jobs.job_card.full_time
    Revenue Cycle Insights Management Analyst page is loaded## Revenue Cycle Insights Management Analystremote type : Remotelocations : Chicago - 550 Van Burentime type : Full timeposted on : Poste...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    SSA Review Analyst

    SSA Review Analyst

    Sunrise SystemsPhoenix, Arizona, United States
    serp_jobs.job_card.full_time
    serp_jobs.filters_job_card.quick_apply
    This position is responsible for monitoring, screening, and processing Retirement, Survivor, Disability Insurance (RSDI) and Supplemental Security Insurance (SSI) Benefit application / claims for qua...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Excel Data Analyst

    Excel Data Analyst

    WOTM - Partners Personnel Maintenance DivisionLitchfield Park, AZ, US
    serp_jobs.job_card.full_time
    Full-Time | 100% Onsite | Temp-to-Hire.Monday – Saturday, 8 : 00 a.We are seeking a highly skilled and detail-oriented.This role is critical in supporting day-to-day operations by transforming ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days