Compliance Officer I

A company is looking for a Compliance Officer I in Compliance Testing and Practices.

Key Responsibilities

Maintain knowledge of laws, regulations, procedures, and policies affecting the business area

Execute compliance testing from planning to reporting, including risk and control identification

Produce reports based on data analysis and industry trends to identify areas of improvement

Required Qualifications

Bachelor's Degree and 4 years of experience in Compliance, Legal, Audit, or Banking, or High School Diploma / GED and 8 years of experience in the same fields

Preferred certifications include CAMS, CAFP, CRCM, or CIPP

Thorough understanding of UDAAP / UDAP related risks and regulatory expectations

General knowledge of consumer and commercial banking regulations

Prior experience in compliance testing or internal audit of compliance risk