Senior Regulatory Accountant - Broker Dealer

Job Description

Job Description

Location : Chicago, IL (onsite 4X a week)

About Us :

Founded 19 years ago and headquartered in Chicago, the DV Group of financial services firms has grown to more than 450 people operating throughout the world. Since spinning out of a large brokerage firm in 2016, DV Trading rapidly scaled as an independent proprietary trading firm utilizing its own capital, trading strategies, and risk management methodologies to provide liquidity and hedging opportunities to financial participants, commodity producers and counterparties worldwide. DV Group affiliates also include two broker dealers, an introducing broker in commodities, a cryptocurrency market making firm, and several investment advisory firms.

Responsibilities :

• Owning daily and month-end close process for broker-dealer operations of DV Group which include posting journal entries, and reconciling balance sheet accounts.
• Prepare FOCUS reports, regulatory filings, and calculation of regulatory net capital requirement.
• Assist with regulatory audits and annual audits.
• Collaborate closely with our team, auditors, and other key stakeholders to manage and streamline the processes.
• Support the preparation of the annual financial statement schedules.
• Identify areas for operational improvements and establish efficiencies and enhanced reporting.
• Leverage technology to drive continuous improvement of financial accounting processes, reporting, and controls.
• Other ad-hoc financial analyses, as required.

Requirements :

Benefits :

Annual compensation range $120K - $150K base + discretionary bonus eligibility

DV is not accepting unsolicited resumes from search firms. Only search firms with valid, written agreements with DV should submit resumes in response to DV's posted positions. All resumes submitted by search firms to DV via e-mail, the Internet, personal delivery, facsimile, or any other method without a valid written agreement shall be deemed the sole property of DV, and no fee will be paid in the event the candidate is hired by DV. DV is proud to be an equal opportunity employer and committed to creating an inclusive environment for all employees.