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Senior Compliance Associate
Senior Compliance AssociateVirtualVocations • Boise, Idaho, United States
Senior Compliance Associate

Senior Compliance Associate

VirtualVocations • Boise, Idaho, United States
[job_card.30_days_ago]
[job_preview.job_type]
  • [job_card.full_time]
[job_card.job_description]

A company is looking for a Compliance Senior Associate who has experience in SEC-registered investment advisers or wealth-management firms.

Key Responsibilities

Support and evolve the firm's compliance program alongside senior compliance leadership

Process regulatory filings and monitor regulatory changes, providing updates to stakeholders

Conduct compliance testing, audits, and training while identifying emerging compliance risks

Required Qualifications

3 - 7+ years of compliance experience in SEC-registered investment advisers or wealth-management firms

Working knowledge of the Investment Advisers Act of 1940 and related regulatory filings

Experience with trade oversight and compliance documentation

Ability to operate in a fast-paced environment and adapt to shifting priorities

Desire to grow into a more senior compliance role over time

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Associate Compliance • Boise, Idaho, United States

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