Talent.com
Trade Surveillance Consultant
Trade Surveillance ConsultantG MASS • Minneapolis, MN, US
Trade Surveillance Consultant

Trade Surveillance Consultant

G MASS • Minneapolis, MN, US
[job_card.variable_days_ago]
[job_preview.job_type]
  • [job_card.permanent]
  • [job_card.temporary]
[job_card.job_description]

Job Description

Job Description

We’re supporting a leading Advisory Firm in hiring a Trade Surveillance Analyst. This role sits within their central Compliance function and focuses on the day-to-day review of trading activity across their client’s markets business.

You’ll be responsible for analysing surveillance alerts, identifying potential instances of insider trading or market manipulation and escalating issues to senior compliance officers where appropriate. The environment is fast-paced, detail-driven and suited to someone with strong judgement and a background in markets-focused surveillance.

Key Responsibilities

  • Review daily alerts generated by the firm’s trade surveillance platform
  • Assess activity for potential insider trading concerns (e.g., trading ahead of research, watchlist / restricted list breaches)
  • Analyse indicators of potential market manipulation (e.g., spoofing, layering, wash trades, front-running)
  • Clearly document alert disposition and rationale within the case management system
  • Escalate higher-risk or unclear cases to senior compliance stakeholders
  • Maintain a strong understanding of market conduct rules and US market structure

Requirements

  • Experience in a trade surveillance or market abuse monitoring role
  • Knowledge of insider trading and / or market manipulation typologies
  • Familiarity with equities or multi-asset trading behaviours
  • Strong analytical skills and attention to detail
  • Effective written communication for documentation and reporting
  • Ability to work onsite 4 days per week in Minneapolis or Jersey City

    • Benefits

    Initial 6-month contract, with the view to be extended or to be made permanent with the end client.

    Hourly rate to be discussed.

    [job_alerts.create_a_job]

    Trade Surveillance Consultant • Minneapolis, MN, US

    [internal_linking.similar_jobs]
    CRA Compliance Reporting Analyst

    CRA Compliance Reporting Analyst

    Old National Bank • Minneapolis, MN, United States
    [job_card.full_time]
    CRA Compliance Reporting Analyst.US-IL-Plainfield | US-IL-Chicago | US-MN-Minneapolis | US-WI-Milwaukee | US-IN-Indianapolis | US-TN-Nashville | US-MI-Grand Rapids | US-IN-Evansville.Old National B...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Sr. Security Engineer - Detection & Response

    Sr. Security Engineer - Detection & Response

    Unisys Corporation • Hopkins, MN, United States
    [job_card.full_time]
    What success looks like in this role : .Develop and Implement Custom Detections : .Design, develop, and maintain high-fidelity detection rules, signatures, and analytics for a diverse array of enterpri...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Detailer / Car Washer

    Detailer / Car Washer

    Jeff Belzer Auto Group - Lakeville • Lakeville, MN, US
    [job_card.full_time]
    We are looking for an individual who is willing to work in a fast-paced, high-energy work environment.We need team players with a positive attitude. This is a great entry-level job with the potentia...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Security Consultant II (AI / ML Penetration Tester)

    Security Consultant II (AI / ML Penetration Tester)

    NetSPI LLC • Minneapolis, MN, US
    [job_card.full_time]
    NetSPI® pioneered Penetration Testing as a Service (PTaaS) and leads the industry in modern pentesting.Combining world-class security professionals with AI and automation, NetSPI delivers clari...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Inspector A - Medical and Aerospace

    Inspector A - Medical and Aerospace

    MultiSource Mfg • Anoka, MN, US
    [job_card.full_time]
    The Inspector A plays a crucial role in ensuring the quality and compliance of products within the durable goods manufacturing sector. This position is responsible for conducting thorough inspection...[show_more]
    [last_updated.last_updated_30] • [promoted]
    U.S. Trade Surveillance Analyst

    U.S. Trade Surveillance Analyst

    Minnesota Jobs • Minneapolis, MN, US
    [job_card.full_time]
    This US Trade Surveillance Analyst will perform second line of defense trade monitoring for firm and client trading activity to detect potential market abuse / manipulation practices for RBC Capital ...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Environmental Consultant (Remote)

    Environmental Consultant (Remote)

    Scale AI • Minneapolis, Minnesota, United States
    [filters.remote]
    [job_card.full_time]
    Join a global community of talented professionals to shape the future of AI.Earn up to $15 USD / hr and additional rewards based on quality of submission. Outlier is committed to improving the intelli...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Retail Sales Consultant

    Retail Sales Consultant

    Comcast • EAGAN, Minnesota, United States
    [job_card.full_time]
    Comcast brings together the best in media and technology.We drive innovation to create the world's best entertainment and online experiences. As a Fortune 50 leader, we set the pace in a variety of ...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Solution Consultant - Retail and Consumer Goods

    Solution Consultant - Retail and Consumer Goods

    Anaplan • Minneapolis, MN, United States
    [job_card.full_time]
    At Anaplan, we are a team of innovators focused on optimizing business decision-making through our leading AI-infused scenario planning and analysis platform so our customers can outpace their comp...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Prin Security Analyst

    Prin Security Analyst

    Compeer Financial • Lakeville, MN, United States
    [job_card.full_time]
    Compeer Financial is a member-owned cooperative located in Illinois, Minnesota and Wisconsin.We bring together team members with a variety of backgrounds and experiences to help provide financial s...[show_more]
    [last_updated.last_updated_30] • [promoted]
    VP, LT Sales - Americas (Remote)

    VP, LT Sales - Americas (Remote)

    KLDiscovery • Eden Prairie, MN, United States
    [filters.remote]
    [job_card.full_time]
    KLDiscovery offers an exciting opportunity to leverage your talents and make a meaningful impact in a dynamic, fast-growing technology and services organization. We are a global company offering tec...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Loan Surveillance Analyst

    Loan Surveillance Analyst

    Northmarq • Minneapolis, MN, US
    [job_card.full_time]
    At Northmarq, you can be part of something special.Northmarq is a unique capital markets resource for commercial real estate investors, providing our clients access to experts in debt, equity, inve...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Security Consultant II (Thick Client Penetration Tester)

    Security Consultant II (Thick Client Penetration Tester)

    NetSPI LLC • Minneapolis, MN, US
    [job_card.full_time]
    NetSPI® pioneered Penetration Testing as a Service (PTaaS) and leads the industry in modern pentesting.Combining world-class security professionals with AI and automation, NetSPI delivers clari...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Remote Sales & Trading Associate - AI Trainer ($50-$60 / hour)

    Remote Sales & Trading Associate - AI Trainer ($50-$60 / hour)

    Data Annotation • Coon Rapids, Minnesota
    [filters.remote]
    [job_card.full_time] +1
    We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the quality of ...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Quality Inspector

    Quality Inspector

    Rotary Systems Inc • Anoka, MN, US
    [job_card.full_time]
    We are seeking a motivated and detail-oriented Quality Technician to join our team.In this entry-level role, you will play a key part in ensuring our products meet the highest quality standards.You...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Quality Inspector - Join Our Team at TSI Plastics!

    Quality Inspector - Join Our Team at TSI Plastics!

    TSI Plastics Inc • Anoka, MN, US
    [job_card.permanent]
    Are you detail-oriented, hands-on, and passionate about quality? We’re looking for a.In this role, you’ll play a key part in ensuring that every product we produce meets customer requir...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Remote Investment Analyst – AI Trainer ($50-$60 / hour)

    Remote Investment Analyst – AI Trainer ($50-$60 / hour)

    Data Annotation • Coon Rapids, Minnesota
    [filters.remote]
    [job_card.full_time] +1
    We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the quality of ...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Splunk Platform Engineer

    Splunk Platform Engineer

    Securian • Minneapolis, MN, United States
    [job_card.full_time]
    Securian Financial Groups internal position title is Info Security Consultant.Securian Financial is seekingaSplunkPlatform Engineer to join our Enterprise Cybersecurity group.This role designs, bui...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]