As a member of the Client Onboarding organization, the individual will specialize in the review of regulatory documentation (such as AML/KYC, Dodd Frank, etc.) as well as non-regulatory documentation/information to ensure compliance with firm requirement to ultimately assist with the approval of new relationships for the GSEC, GSCO business lines. The individual will work with other CDD team members globally and may work directly with our clients and the business in a fast paced environment with precision and accuracy. The ability to prioritize, meet deadlines and communicate to all levels of the organization, including sales, legal and compliance, is critical. Strong understanding of AML/KYC compliance regulations preferred.
Ensure due diligence is performed to comply with "Know Your Customer" regulations
Develop expertise in the Firm's Anti Money Laundering/Customer Identification due diligence policies
Coordinate with other areas of the Firm when need be (i.e. Risk, Compliance, Legal, Business, Operations, etc)
Implement process improvement efficiencies
Coordinate directly with either CDD team members, sales and/or clients to obtain relevant on boarding requirements
Perform capacity and authority reviews as necessary
Approve the opening of new accounts
Possible oversight responsibilities
Skills
Understand structure of trading counterparts
Knowledge of financial markets and products
Ability to adapt to new changes and new challenges
Use best judgment to prioritize work flows and ensure deadlines are met
Ability to forge strong relationships with colleagues and clients
Team oriented
Excellent written and verbal communication skills
Pro active, self motivated
Prudent in escalating potential risk to the Firm
Ability to deliver while working under pressure and tight deadlines
Education: Bachelor's degree
Client Implementation Analyst • Jersey City, NJ, United States
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