Talent.com
Risk and Compliance Advisor Senior - Empower military families with financial security (CHARLOTTE)
Risk and Compliance Advisor Senior - Empower military families with financial security (CHARLOTTE)Usaa • Charlotte, NC, United States
[error_messages.no_longer_accepting]
Risk and Compliance Advisor Senior - Empower military families with financial security (CHARLOTTE)

Risk and Compliance Advisor Senior - Empower military families with financial security (CHARLOTTE)

Usaa • Charlotte, NC, United States
[job_card.variable_days_ago]
[job_preview.job_type]
  • [job_card.full_time]
[job_card.job_description]

Why USAA?

Want to make an application Make sure your CV is up to date, then read the following job specs carefully before applying.

At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for the military community and their families.

Embrace a fulfilling career at USAA, where our core values honesty, integrity, loyalty and service define how we treat each other and our members. Be part of what truly makes us special and impactful.

The Opportunity

We are seeking a Risk and Compliance Advisor Senior to join our team. This role requires a deep understanding of financial processes and workflows, coupled with experience in leading and implementing change management initiatives and strategic transformations within the financial sector. The ideal candidate will have success in the assessment of all aspects of change management risk, adept at identifying and presenting potential unmitigated risks to the business throughout the project lifecycle. A foundation in accounting principles and critical thinking skills are important, enabling the development of innovative ideas and effective engagement prioritization.

We are looking for individuals with experience risk identification & assessment, measurement & monitoring, and reporting. The ability to clearly and communicate findings, insights, and recommendations to senior-level leadership is paramount. While not required, familiarity with Internal Controls over Financial Reporting (ICFR) is a strong asset. Candidates holding relevant professional certifications such as Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Information Systems Auditor (CISA), or Project Management Professional (PMP) are highly encouraged to apply.

We offer a flexible work environment that requires an individual to be in the office 4 days per week. This position can be based in one of the following locations : San Antonio, TX, Plano, TX, Phoenix, AZ, Colorado Springs, CO, Charlotte, NC, or Tampa, FL.

Relocation assistance is not available for this position.

What you'll do :

  • Partners and provides guidance to key team members in the business to identify, assess, aggregate and document risks and compliance controls, including risks associated with new or modified products, services, distribution channels, regulations, and third-party operations.
  • Communicates results of risk and compliance work to governance committees, business process owners and various levels of leadership.
  • Implements new risk policies, practices, appetites, and solutions to ensure multidisciplinary understanding and management of risks according to industry standard methodology.
  • Implements assigned risk and compliance activities assigned in accordance with enterprise policies and procedures.
  • Maintains and expands knowledge of the competitive / regulatory landscape and the company's key challenges.
  • Coordinates and responds to regulatory requirements and requests and ensures the execution of examinations.
  • Improves and contributes to strategies, tools, and methodologies to measure, monitor, and report risks.
  • Applies risk and compliance knowledge to use or produce analytical material for discussions with cross functional teams to understand business objectives and influence solution strategies.
  • Serves as a key contributor in cross-functional teams to identify, assess, aggregate, and mitigate current and emerging risk events.
  • Formulates stress test plans for a line of business or the enterprise including the evaluation of results and framing of contingency plans in partnership with key business partners.

What you have :

  • Bachelors degree or 4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree.
  • 6 years relevant experience in risk, compliance, legal or audit within the financial services or insurance industry or specialized technical fields directly related to the role.
  • Risk and compliance management experience working in a complex institution and / or highly matrixed environment.
  • In-depth knowledge of compliance laws, regulations, and regulatory expectations.
  • Ability to apply regulatory risk and compliance knowledge o to consult and provide insights and guidance to business partners and peers.
  • Experience in conflict resolution management and ability to challenge at all levels of management and influence business outcomes.
  • Ability to work with internal and external partners in a highly collaborative environment.
  • Critical thinking and knowledge of data analysis tools and techniques and decision-making abilities, to include ability to make data-driven decisions.
  • Proactively identifies potential concerns and resolves issues.
  • Proficiency with Microsoft Office products including Word, Excel, and PowerPoint
  • What sets you apart :

  • Financial Process Expertise : Deep understanding of financial processes and workflows.
  • Change Management Experience : Experience in leading and implementing change management initiatives and strategic transformations within a financial context. This includes a strong ability to assess and communicate the impact of change.
  • Project Management Risk Assessment : Experience in project management specifically within the finance domain identifying, assessing and monitoring all aspects of change management risk.
  • Internal Controls Experience (Nice to Have) : Familiarity with Internal Controls over Financial Reporting (ICFR) is considered a strong asset.
  • Professional Certifications : Hold relevant professional certifications such as Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Information Systems Auditor (CISA), or Project Management Professional (PMP).
  • Accounting Foundation : A foundation in accounting principles and practices.
  • Analytical & Strategic Scoping : Exceptional critical thinking skills, with the ability to develop innovative ideas and scope engagements.
  • Risk Assessment & Audit Proficiency : Experience in performing risk assessments and audits, identifying key risks and control weaknesses.
  • Executive Communication : Ability to clearly communicate findings, insights, and recommendations to senior-level leadership.
  • Compensation range : The salary range for this position is : $114,080 - $218,030 .

    USAA does not provide visa sponsorship for this role. Please do not apply for this role if at any time (now or in the future) you will need immigration support (i.e., H-1B, TN, STEM OPT Training Plans, etc.).

    Compensation : USAA has an effective process for assessing market data and establishing ranges to ensure we remain competitive. You are paid within the salary range based on your experience and market data of the position. The actual salary for this role may vary by location.

    Employees may be eligible for pay incentives based on overall corporate and individual performance and at the discretion of the USAA Board of Directors.

    The above description reflects the details considered necessary to describe the principal functions of the job and should not be construed as a detailed description of all the work requirements that may be performed in the job.

    Benefits : At USAA our employees enjoy best-in-class benefits to support their physical, financial, and emotional wellness. These benefits include comprehensive medical, dental and vision plans, 401(k), pension, life insurance, parental benefits, adoption assistance, paid time off program with paid holidays plus 16 paid volunteer hours, and various wellness programs. Additionally, our career path planning and continuing education assists employees with their professional goals.

    For more details on our outstanding benefits, visit our benefits page on .

    Applications for this position are accepted on an ongoing basis, this posting will remain open until the position is filled. Thus, interested candidates are encouraged to apply the same day they view this posting.

    USAA is an Equal Opportunity Employer. xhqgsiq All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

    [job_alerts.create_a_job]

    Senior Compliance Advisor • Charlotte, NC, United States

    [internal_linking.similar_jobs]
    Life Safety Compliance Specialist

    Life Safety Compliance Specialist

    Lincoln Property Company • Charlotte, NC, US
    [job_card.full_time]
    Life Safety Compliance Specialist.Manages Life Safety Compliance document submissions associated with State and Federal regulatory obligations. The Life Safety Compliance Technician provides accurat...[show_more]
    [last_updated.last_updated_1_day] • [promoted]
    Compliance Specialist

    Compliance Specialist

    Riverstone Logistics • Charlotte, NC, US
    [job_card.full_time]
    Riverstone Logistics (RLX) is committed to being an honest, reliable, dependable freight forwarding partner.Every day we are focused on fulfilling our Purpose of using our God-given talents and opp...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Wealth Advisor Partner

    Wealth Advisor Partner

    Wisepath Group • Charlotte, NC, US
    [job_card.permanent]
    [filters_job_card.quick_apply]
    Wealth Advisor – Build Your Practice on an Industry-Leading RIA & BD Platform Why Join Us?.At Wisepath Financial Group , we equip elite advisors with the freedom of an independent model, ...[show_more]
    [last_updated.last_updated_30]
    Managing Director - Financial Advisor

    Managing Director - Financial Advisor

    Stone Press Financial Group • Charlotte, NC, US
    [job_card.full_time]
    [filters_job_card.quick_apply]
    The Managing Director’s primary responsibility will be growing Stone Press Financial Group’s Career Distribution, with an emphasis on selling life insurance, both personally and by recr...[show_more]
    [last_updated.last_updated_30]
    Wealth Advisor

    Wealth Advisor

    First National Bank of Pennsylvania • Charlotte, NC, United States
    [job_card.full_time]
    Make a difference - for us and for your future.Market Executive - Wealth Management.This position is primarily responsible for driving new revenue on behalf of FNB Wealth Management, within an assi...[show_more]
    [last_updated.last_updated_30] • [promoted]
    SR. COMPLIANCE SPECIALIST (HYBRID-CHARLOTTE, NC)

    SR. COMPLIANCE SPECIALIST (HYBRID-CHARLOTTE, NC)

    Foodbuy • Charlotte, NC, US
    [job_card.full_time]
    We are the industry leader in procurement and supply chain solutions.We are the subsidiary to the 6th largest company in the world (Compass Group PLC), yet Foodbuy has the feel of a small entrepren...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Director of Compliance- Remote

    Director of Compliance- Remote

    LSA Management • Charlotte, NC, USA
    [filters.remote]
    [job_card.full_time]
    [filters_job_card.quick_apply]
    Director of Compliance – Multifamily Housing | Charlotte, NC.Headquartered in Charlotte, NC, we manage.LIHTC, HOME, Section 811, HUD-RAD, Project-Based Section 8, Public Housing, Housing Trus...[show_more]
    [last_updated.last_updated_variable_days]
    CACFP Compliance Specialist

    CACFP Compliance Specialist

    Children of America • Charlotte, NC, US
    [job_card.full_time]
    About Children of America (COA) : .Children of America is a unique blend of people, principles, and pride that makes our organization rich in diversity and strength. You will work alongside a talented...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Wealth Advisor

    Wealth Advisor

    CI Financial Corp. • Charlotte, NC, US
    [job_card.permanent]
    At Corient, we help ultra-high / high-net-worth individuals and families to enjoy a full life, while enabling them to preserve their wealth for future generations, and provide for the people, causes ...[show_more]
    [last_updated.last_updated_30]
    AVP - Cash Reconciliation

    AVP - Cash Reconciliation

    Vaco by Highspring • Fort Mill, SC, US
    [job_card.permanent]
    Our client is a well-established, Fortune 500 technology-enabled financial services organization experiencing ongoing growth and transformation. The company fosters a collaborative and dynamic cultu...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Risk and Compliance Advisor II - Data and Innovation (CHARLOTTE)

    Risk and Compliance Advisor II - Data and Innovation (CHARLOTTE)

    Usaa • Charlotte, NC, United States
    [job_card.full_time]
    If your skills, experience, and qualifications match those in this job overview, do not delay your application.At USAA, our mission is to empower our members to achieve financial security through h...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Senior Security Advisor

    Senior Security Advisor

    VirtualVocations • Charlotte, North Carolina, United States
    [job_card.full_time]
    Security Advisor, Falcon Complete (Remote).Key Responsibilities Assess and ensure customer alignment with Falcon Complete standards Provide recommendations to customers for improved security pos...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Senior eDiscovery Technical Advisor (Top Secret Clearance Required)

    Senior eDiscovery Technical Advisor (Top Secret Clearance Required)

    Contact Government Services, LLC • Charlotte, NC, US
    [job_card.full_time]
    Senior eDiscovery Technical Advisor.Employment Type : Full-Time, Executive-Level.Department : Legal .CGS is seeking a dedicated Senior eDiscovery Technical Advisor to join a fast-paced an...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Contract Compliance Lead (SAP Ariba)

    Contract Compliance Lead (SAP Ariba)

    Talent Bridge • Charlotte, NC, US
    [job_card.full_time]
    Contract Compliance Lead (SAP Ariba).Location : Charlotte, NC (Hybrid 3 days onsite).Department : Procurement / Sourcing Enablement. Reports To : Procurement Leadership.Overview : A Fortune 500 organiz...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Wealth Advisor

    Wealth Advisor

    MAI Wealth Management, Inc. • Charlotte, NC, US
    [job_card.full_time]
    The Wealth Advisor serves as the primary advisor and relationship manager for an assigned book of clients.This role is responsible for delivering a world-class client experience through personalize...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Business Risk and Controls Advisor (Mid-level) - Bank - Comprehensive Support for Military Families (CHARLOTTE)

    Business Risk and Controls Advisor (Mid-level) - Bank - Comprehensive Support for Military Families (CHARLOTTE)

    USAA • Charlotte, NC, United States
    [job_card.full_time]
    Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the 1 choice for the...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Risk and Compliance Advisor II - Data and Innovation

    Risk and Compliance Advisor II - Data and Innovation

    USAA Careers • Charlotte, North Carolina, United States
    [job_card.full_time]
    At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for the military...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    AVP, Governance and Controls

    AVP, Governance and Controls

    LPL Financial • Fort Mill, SC, US
    [job_card.full_time]
    AVP Compliance Training Manager.What if you could build a career where ambition meets innovation? At LPL Financial, we empower professionals to shape their success while helping clients pursue thei...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]