Compliance Officer IVirtualVocations • Pasadena, Texas, United States
Compliance Officer I
VirtualVocations • Pasadena, Texas, United States
[job_card.30_days_ago]
[job_preview.job_type]
- [job_card.full_time]
[job_card.job_description]
A company is looking for a Compliance Officer I in Compliance Testing and Practices.
Key Responsibilities
Maintain knowledge of laws, regulations, procedures, and policies affecting the business area
Execute compliance testing from planning to reporting, including risk and control identification
Produce reports based on data analysis and industry trends to identify areas of improvement
Required Qualifications
Bachelor's Degree and 4 years of experience in Compliance, Legal, Audit, or Banking, or High School Diploma / GED and 8 years of experience in the same fields
Preferred certifications include CAMS, CAFP, CRCM, or CIPP
Thorough understanding of UDAAP / UDAP related risks and regulatory expectations
General knowledge of consumer and commercial banking regulations
Prior experience in compliance testing or internal audit of compliance risk
[job_alerts.create_a_job]
Compliance Officer • Pasadena, Texas, United States
[internal_linking.similar_jobs] A company is looking for a Senior Compliance Officer - Issues Management.Key Responsibilities Leads analysis of laws and internal processes to ensure regulatory compliance and develops necessary ...[show_more] 
Senior Psych Care provides fully integrative behavioral health services to the long-term care patient, at their facility.
COMPLIANCE OFFICER - HOUSTON, TX- IN OFFICE POSITION.The Compliance Officer ...[show_more]
Join a global community of talented professionals to shape the future of AI.Earn up to $15 USD / hr and additional rewards based on quality of submission.
Outlier is committed to improving the intelli...[show_more] A company is looking for a Compliance Analyst II who will support the Anti-Fraud, Waste, and Abuse Compliance Program.Key Responsibilities Assist with the review and update of annual Program Inte...[show_more] A company is looking for an HS Onboarding, Associate to join the Risk & Underwriting Team.Key Responsibilities Conduct business model checks and VMSS / MATCH reviews for small merchants onboarding ...[show_more] A company is looking for a Compliance Officer II - Complaints.Key Responsibilities Develops and executes the Compliance Risk Management Program, interpreting complex regulatory requirements Acts...[show_more] A company is looking for a Senior Compliance Leader - Digital Securities.Key Responsibilities Oversee compliance operations for the broker-dealer and ATS Conduct trade surveillance, communicatio...[show_more] A company is looking for a Compliance Manager (Remote) to oversee audit and compliance operations and manage a team of compliance professionals.
Key Responsibilities Oversee internal and external ...[show_more] Join a global community of talented professionals to shape the future of AI.Earn up to $15 USD / hr and additional rewards based on quality of submission.
Outlier is committed to improving the intelli...[show_more] A company is looking for an AVP, BSA AML.Key Responsibilities Support the development, implementation, and maintenance of BSA / AML policies and controls Oversee components of the BSA / AML program,...[show_more] A company is looking for a Compliance Officer II - Risk Assessment to manage compliance risk assessments and regulatory inventory programs.
Key Responsibilities Execute and manage the Compliance R...[show_more] Join a global community of talented professionals to shape the future of AI.Earn up to $15 USD / hr and additional rewards based on quality of submission.
Outlier is committed to improving the intelli...[show_more] A company is looking for a Licensing & Reporting Analyst II (Compliance).Key Responsibilities Manage annual and quarterly regulatory filings for surplus lines and admitted entities Collaborate w...[show_more] A company is looking for a Compliance Manager (E&S Insurance).Key Responsibilities Lead day-to-day compliance operations for the E&S insurance business Oversee surplus lines reporting, DOI compl...[show_more] A company is looking for a Regulatory Compliance Officer for the Clinical Trials Office.Key Responsibilities Collaborates with investigators to ensure regulatory safeguards in study development ...[show_more] A company is looking for a Risk Officer II - RCSA Program (Remote).Key Responsibilities Collaborate with senior management to implement the RCSA Program Oversee and validate program effectivenes...[show_more] A company is looking for a Compliance Senior Associate who has experience in SEC-registered investment advisers or wealth-management firms.
Key Responsibilities Support and evolve the firm's compl...[show_more] A company is looking for a Chief Compliance Officer.Key Responsibilities Lead the global compliance program and ensure adherence to legal and regulatory obligations Develop and maintain a compre...[show_more]
Senior Compliance Officer
VirtualVocations • Pasadena, Texas, United States
[job_card.full_time]
[last_updated.last_updated_30] • [promoted]
Compliance Officer
Senior PsychCare • Houston, TX, US
[job_card.full_time]
[last_updated.last_updated_30] • [promoted]
Safety Officer (Remote)
Scale AI • Houston, Texas, United States
[filters.remote]
[job_card.full_time]
[last_updated.last_updated_variable_days] • [promoted]
Iowa Compliance Analyst II
VirtualVocations • Pasadena, Texas, United States
[job_card.full_time]
[last_updated.last_updated_variable_days] • [promoted]
KYC Compliance Associate
VirtualVocations • Houston, Texas, United States
[job_card.full_time]
[last_updated.last_updated_variable_days] • [promoted]
North Carolina Licensed Compliance Officer
VirtualVocations • Pasadena, Texas, United States
[job_card.full_time]
[last_updated.last_updated_30] • [promoted]
FINRA Licensed Compliance Leader
VirtualVocations • Houston, Texas, United States
[job_card.full_time]
[last_updated.last_updated_variable_days] • [promoted]
Compliance Manager
VirtualVocations • Pasadena, Texas, United States
[job_card.full_time]
[last_updated.last_updated_30] • [promoted]
Compliance Officer (Remote)
Scale AI • Houston, Texas, United States
[filters.remote]
[job_card.full_time]
[last_updated.last_updated_variable_days] • [promoted]
BSA AML Compliance Officer
VirtualVocations • Pasadena, Texas, United States
[job_card.full_time]
[last_updated.last_updated_variable_days] • [promoted]
North Carolina Compliance Officer
VirtualVocations • Pasadena, Texas, United States
[job_card.full_time]
[last_updated.last_updated_variable_days] • [promoted]
Compliance Analyst
Scale AI • Houston, Texas, United States
[job_card.full_time]
[last_updated.last_updated_variable_days] • [promoted]
Compliance Licensing Analyst II
VirtualVocations • Houston, Texas, United States
[job_card.full_time]
[last_updated.last_updated_1_day] • [promoted]
E&S Compliance Manager
VirtualVocations • Pasadena, Texas, United States
[job_card.full_time]
[last_updated.last_updated_variable_days] • [promoted]
Ohio Licensed Regulatory Compliance Officer
VirtualVocations • Houston, Texas, United States
[job_card.full_time]
[last_updated.last_updated_variable_days] • [promoted]
Risk Officer II
VirtualVocations • Pasadena, Texas, United States
[job_card.full_time]
[last_updated.last_updated_30] • [promoted]
Senior Compliance Associate
VirtualVocations • Pasadena, Texas, United States
[job_card.full_time]
[last_updated.last_updated_30] • [promoted]
Chief Compliance Officer
VirtualVocations • Pasadena, Texas, United States
[job_card.full_time]
[last_updated.last_updated_30] • [promoted]