Talent.com
Assistant General Counsel
Assistant General CounselTalently • Wheaton, IL, US
Assistant General Counsel

Assistant General Counsel

Talently • Wheaton, IL, US
[job_card.30_days_ago]
[job_preview.job_type]
  • [job_card.full_time]
[job_card.job_description]

Job Title

Assistant General Counsel

Location : Wheaton, IL (Onsite)

Compensation : $150K-240K+Bonus DOE

Skills : Corporate Experience related to either Securities (33 Act, public offerings), or M&As, Private Equity, Private Fund Offerings, FINRA, Broker Dealer, Fund Compliance, Investor Advisor compliance, Alternative Investments.

We are a trusted Financial Services company that needs an exceptional Assistant General Counsel to join our elite legal team. If you have 5+ years of corporate experience and a passion for Securities Law, then this may be a perfect fit for you!

In this role, you will :

  • Ensure compliance with applicable securities laws and regulations governing funds, such as the Investment Company Act of 1940.
  • Help manage a core group of funds and assist in the creation and registration of funds.
  • Review registration statements and annual shareholder reports.
  • Attend board meetings and review board materials, and ensure adherence to internal policies and regulatory requirements.
  • Identify and manage risks associated with fund operations and conduct due diligence for potential investments, ensuring that funds are in compliance with legal and regulatory requirements.
  • Conduct legal due diligence for corporate transactions, mergers, acquisitions, and other strategic initiatives.
  • Perform tasks assigned by Senior Corporate Counsel.
  • Oversee alternative investment private offering platform processes for offering private funds (Reg D, 506(c)).
  • Ensure suitability analysis and Reg BI compliance for investors.
  • Provide compliance oversight for non-traded REITs, DSTs, tender / interval funds and co-investment vehicles.
  • Review PPMs, fund offering documents, and marketing materials for compliance with SEC / FINRA rules.

Must Have Skills :

  • 5+ years of Corporate Experience in either Securities, Financial Services, or broker-dealer or securities compliance with emphasis on private funds.

    • Nice to Have Skills :

  • Compliance Experience is a major plus!
  • FINRA licenses : Series 24 (Series 7 / 63 / 66 strongly preferred).
  • Experience with Investment Advisors Act, Investment Company Act of 1940, SEC, FINRA (Financial Industry Regulatory Authority)
  • Private Equity Experience is a plus!
  • Experience with non-traded REITs, DSTs, private offerings and investments, and closed-end funds.
  • Strong knowledge of Reg D, FINRA Rules 2111 / 2210 / 5122-5123, and Reg BI.

    • What's In It for You :

  • $150K-240K+ Bonus
  • Health Benefits
    • [job_alerts.create_a_job]

    Assistant General Counsel • Wheaton, IL, US

    [internal_linking.similar_jobs]
    General Counsel

    General Counsel

    PCMI • Park Ridge, IL, United States
    [job_card.full_time]
    This range is provided by PCMI.Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. PCMI (Policy Claim Management International) is a fast-growing, l...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Corporate Attorney

    Corporate Attorney

    Jobot • Wheaton, IL, US
    [job_card.permanent]
    This Jobot Job is hosted by : Tony Fasano.Are you a fit? Easy Apply now by clicking the "Apply Now" button and sending us your resume. Salary : $125,000 - $150,000 per year.We are seeking a highly ski...[show_more]
    [last_updated.last_updated_30] • [promoted]
    General Psychiatrist

    General Psychiatrist

    Fcs Co • Bloomingdale, IL, United States
    [job_card.full_time]
    Thriving private practice is seeking a board eligible or board certified Psychiatrist in the beautiful western suburbs of Chicago. Initially the need is for 2-3 days per week locum position with a s...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Remote Bilingual Korean Legal Expert - AI Trainer ($70-$80 per hour)

    Remote Bilingual Korean Legal Expert - AI Trainer ($70-$80 per hour)

    Mercor • Waukegan, Illinois, US
    [filters.remote]
    [job_card.full_time]
    Mercor is seeking • •native Korean speakers • • who are also • •legal professionals • • based in • •Korea • •.This role combines your • •legal expertise • • across a wide variety of different subjects with • •l...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Licensed Clinical Psychologist

    Licensed Clinical Psychologist

    Headway • Naperville, IL, US
    [job_card.full_time]
    Licensed Clinical Psychologist.Wage : Between $95-$180 an hour.Licensed Clinical Psychologists — Are you ready to launch or expand your private practice?. Headway is here to help you start accepting ...[show_more]
    [last_updated.last_updated_variable_hours] • [promoted] • [new]
    General Service Technician

    General Service Technician

    The Auto Club Group • Vernon Hills, IL, United States
    [job_card.full_time]
    It's a great time to join AAA The Auto Club Group!.JOIN THE TEAM COMMITTED TO DRIVING YOUR CAREER FORWARD.Why Choose a Career with the AAA The Auto Club Group (ACG). At AAA Car Care, we are your pre...[show_more]
    [last_updated.last_updated_30] • [promoted]
    General Counsel

    General Counsel

    Rely Services • Schaumburg, IL, United States
    [job_card.full_time]
    Schaumburg, IL (Travel as per business need).Compensation : $120K per annum onwards (Depending on Experience).Chief Legal and People Officer (CLPO). This role combines oversight of our legal responsi...[show_more]
    [last_updated.last_updated_variable_hours] • [promoted] • [new]
    General Counsel

    General Counsel

    Justrite Manufacturing Co LLC • Deerfield, IL, United States
    [job_card.full_time]
    Our ever-growing portfolio of companies collaborates to deliver advanced industrial safety solutions that set the standard for excellence. As our business continues to grow, we continue to look for ...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    General Counsel

    General Counsel

    Justrite Manufacturing Company L.L.C. • Deerfield, IL, United States
    [job_card.full_time]
    At Justrite Safety Group, we're a dynamic organization dedicated to protecting people, property, and the planet.Our portfolio delivers advanced industrial safety solutions that set the standard for...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Senior Technical Claims Specialist, Commercial General Liability and Auto Complex

    Senior Technical Claims Specialist, Commercial General Liability and Auto Complex

    Liberty Mutual Insurance • Hoffman Estates, Illinois, United States
    [job_card.full_time]
    Schedule : Full-Time Salary Range : USD $82000.Job Category : Claims Description We are seeking a seasoned Commercial General Liability claims professional to serve as a Senior Technical Claims specia...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Assistant General Counsel - ComEd Interconnection (Hybrid)

    Assistant General Counsel - ComEd Interconnection (Hybrid)

    ComEd • Oakbrook Terrace, IL, United States
    [job_card.full_time]
    Assistant General Counsel - ComEd Interconnection (Hybrid).Hybrid role providing legal support to the DER interconnection business clients of ComEd. Entry‑level to mid‑level attorney responsible for...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Assistant General Manager

    Assistant General Manager

    Green Thumb Industries • Naperville, IL, United States
    [job_card.full_time]
    Green Thumb is proudly on a mission to promote well-being through the power of cannabis.We are looking for an Assistant General Manager for our RISE Dispensary to support and manage a diverse team ...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Open Interviews - Stop by and meet with us!

    Open Interviews - Stop by and meet with us!

    Uline • Waukegan, IL, US
    [job_card.full_time]
    Open Interviews - Stop by and meet with us!.Lakeside Drive - Waukegan, IL 60085.Drop in and discover your future with Uline! Sign up for Uline’s Open Interviews to speak directly with our recruiter...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Assistant General Counsel

    Assistant General Counsel

    Talently • Wheaton, Illinois, United States
    [job_card.full_time]
    Corporate Experience related to either Securities (33 Act, public offerings), or M&As, Private Equity, Private Fund Offerings, FINRA, Broker Dealer, Fund Compliance, Investor Advisor compliance, Al...[show_more]
    [last_updated.last_updated_30] • [promoted]
    General Counsel

    General Counsel

    Justrite • Deerfield, IL, United States
    [job_card.full_time]
    Our ever-growing portfolio of companies collaborates to deliver advanced industrial safety solutions that set the standard for excellence. As our business continues to grow, we continue to look for ...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Assistant Technical Director

    Assistant Technical Director

    InsideHigherEd • Naperville, Illinois, United States
    [job_card.full_time] +1
    The Assistant Technical Director provides direct support for campus and external rental events in Wentz Concert Hall, Madden Black Box Theatre, Meiley Swallow Theatre, Pfeiffer Auditorium and Heini...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    General Manager

    General Manager

    Capstone Logistics, LLC • Melrose Park, IL, US
    [job_card.full_time]
    Capstone is a North American supply chain solutions partner with over 650 operating locations, 19,000 associates, and 60,000 carriers. We specialize in freight management, warehouse and distribution...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Assistant Manager02808 619 W Roosevelt Rd

    Assistant Manager02808 619 W Roosevelt Rd

    Domino's Franchise • Wheaton, IL, United States
    [job_card.full_time]
    The following general description applies to all Assistant Managers.Please read the detailed information listed below.Stock ingredients from delivery area to storage, work area, walk-in cooler.Rece...[show_more]
    [last_updated.last_updated_30] • [promoted]