A company is looking for a Chief Operating Officer (COO) to build and scale the operational backbone of the brokerage.
Key Responsibilities
Design and implement end-to-end operational infrastructure for a modern brokerage
Translate company vision into operational frameworks, KPIs, and execution plans
Partner with Compliance and Legal leadership to ensure all operations meet regulatory standards
Required Qualifications
10+ years of experience in operations leadership within brokerage, fintech, or financial services
Proven experience building and scaling operational infrastructure in a high-growth environment
Deep understanding of brokerage operations, including trade lifecycle and client onboarding
Strong knowledge of regulatory environments (CFTC, NFA, SEC, or equivalent)
Experience managing vendor ecosystems including clearing firms and market data providers
Chief Operating Officer • Fullerton, California, United States