Compliance Associate: Reg & Marketing Review

An innovative investment firm is looking for a Compliance Associate to manage and strengthen its compliance program. This full-time role involves reviewing marketing materials to ensure adherence to SEC and FINRA rules, supporting regulatory filings, and maintaining compliance records. Candidates should have 3-5 years of relevant experience, a keen eye for detail, and strong organizational skills. This position is based in Saint Petersburg, Florida, and offers an opportunity to work in a dynamic environment focused on disruptive innovation.

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