Global Compliance Assurance Senior Lead

Global Compliance Assurance Senior Lead

The Global Compliance Assurance Senior Lead will be a key part of the Global Compliance team with a focus on providing support and leadership on the Compliance Assurance Program, including strategic initiatives related to compliance risk management and technology transformation globally. This role will be reporting to the Global Head of Compliance Assurance, supporting the following :

• Compliance Assurance Review
• Governance, Risk & Control Framework
• Management information. Technology and Transformation Support

This role will be in the Second Line of Defense driving the compliance assurance reviews and supporting further enhancement and establishment of frameworks and governance including control and development key risk indicators and identification of opportunities for process automation. This role will bring subject matter expertise in monitoring regulatory development in major compliance risks across business including market conduct, consumer protections, product design, development, & distribution and emerging risks (digital, Artificial Intelligence) and financial crime while maintaining global execution excellence, methodology uplift, and program advancement. The individual will liaise with regional and local compliance teams and collaborate with other stakeholders across legal, operations, business and risk partners on various key assurance activities and initiatives for risk mitigation and regulatory compliance.

This role will ideally sit in our New York City or Philadelphia offices. Other locations may be considered.

Key Responsibilities :

Global Assurance Program Execution :

Governance, Risk & Control Development :

Management Information, Technology & Transformation Support

Subject Matter Expertise & Emerging Risk Focus