Talent.com
Co-Chief Compliance Officer Insurance - Director
Co-Chief Compliance Officer Insurance - DirectorKKR • New York, NY, US
Co-Chief Compliance Officer Insurance - Director

Co-Chief Compliance Officer Insurance - Director

KKR • New York, NY, US
[job_card.30_days_ago]
[job_preview.job_type]
  • [job_card.full_time]
[job_card.job_description]

Co-Chief Compliance Officer Insurance - Director

KKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR sponsors investment funds that invest in private equity, credit and real assets and has strategic partners that manage hedge funds. KKR's insurance subsidiaries offer retirement, life and reinsurance products under the management of Global Atlantic Financial Group. References to KKR's investments may include the activities of its sponsored funds and insurance subsidiaries.

Responsibilities

Regulatory Compliance & Oversight

  • Develop and maintain a comprehensive compliance program that aligns with federal, state, and international insurance regulations (NAIC, DOI, etc.) and investment laws (SEC, FINRA, etc. as applicable).
  • Monitor and interpret changes in regulatory requirements and ensure timely implementation across business units.
  • Ensure the company complies with requirements related to insurance and investment activities, including alternative investments, private placements, and structured products.

Investment and Insurance Compliance

  • Collaborate with the investment team to monitor compliance with trust / portfolio investment guidelines, risk limits, private equity ownership constraints and conflicts of interest.
  • Oversee compliance protocols for pre and post transaction investment management, including surveillance of trading activities, asset and liability matching and transfers, allocations, valuation processes, and affiliated and non-affiliated third-party advisors.
  • Review and assess compliance related to asset allocation strategies, investment committee governance, and reporting obligations.
  • Understand and assess insurance and reinsurance-related issues, including international and domestic regulatory compliance topics.

    • Governance, Risk & Controls

  • Serve as a key advisor to the executive leadership and board on compliance and regulatory risk.
  • Lead enterprise-wide risk assessments to identify and address areas of potential compliance vulnerability.
  • Establish and maintain robust internal controls, policies, and training programs.

    • Internal & External Relations

  • Liaise with on-shore and off-shore regulatory and quasi-regularly agencies, including state departments of insurance, SEC, NAIC and Bermuda Monetary Authority, as necessary.
  • Partner with business to support international expansion efforts for insurance solutions.
  • Work closely with internal audit, legal, enterprise risk management teams, and external peer CCOs.
  • Support due diligence and compliance integration related to M&A and portfolio activities.

    • Qualifications

  • 15+ years of investment management compliance experience in an insurance firm (alternatives a plus)
  • Advanced knowledge of trading operations, credit and loans, and hands-on experience with equity offerings of all kinds
  • Highly organized self-starter with leadership experience who can manage a large team efficiently to execute on strategic objectives. Drive progression and effectively manage expectations across multiple stakeholders on significant projects and Firmwide initiatives.
  • Bachelor's degree in law, Business, or related field, preferably with an advanced degree
  • Ability to understand complex investments and identify areas of Compliance focus.
  • Team-player who enjoys working in a collaborative and collegial environment with the desire to learn.
  • Robust understanding of the insurance regulatory environment.
  • Ability to identify commercial and risk-aware solutions to unprecedented questions.
  • Capable of articulating a researched perspective to senior stakeholders.
  • Ability to proactively identify and coordinate initiatives relating to new regulations and other issues relevant to the insurance and asset management industries.
  • Excellent verbal and written communication skills to efficiently draft policies and procedures and respond to regulatory inquiries that support the business.
  • Consistent attention to detail while acting professionally, exercising discretion regarding sensitive subjects, and maintaining confidentiality at all times.
  • Comfortable operating in a fast-paced environment with competing priorities.
  • Ability to manage multiple demands and projects while prioritizing time efficiently and remaining attentive to detail.

    • Base Salary Range $225,000 - $250,000 USD

    KKR is an equal opportunity employer. Individuals seeking employment are considered without regard to race, color, religion, national origin, age, sex, marital status, ancestry, physical or mental disability, veteran status, sexual orientation, or any other category protected by applicable law.

    [job_alerts.create_a_job]

    Director Compliance • New York, NY, US

    [internal_linking.similar_jobs]
    United States Customs and Border Protection Officer

    United States Customs and Border Protection Officer

    U.S. Customs and Border Protection • Port Monmouth, New Jersey, US
    [job_card.full_time] +1
    Customs and Border Protection Officer (CBPO).A high number of candidates may make applications for this position, so make sure to send your CV and application through as soon as possible.Customs an...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Director, Professional Liability Claims

    Director, Professional Liability Claims

    AmTrust Financial • New York, NY, United States
    [job_card.full_time]
    Director, Professional Liability Claims.AmTrust Financial Services is currently seeking a Director to oversee a team of Professional Liability claim specialists. This position requires previous supe...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Chief Operating Officer

    Chief Operating Officer

    Gotham Trading NY Inc • New York, NY, US
    [job_card.full_time]
    Chief Operating Officer – Gotham Trading NY (Luxury Watches).Location : New York, NY (Hybrid - 3 days a week).Industry : Luxury Goods / E-Commerce / High-End Retail. Gotham Trading NY is a fast-...[show_more]
    [last_updated.last_updated_1_day] • [promoted]
    Chief Technology Officer-Columbia Investment Management Company-Hybrid Schedule

    Chief Technology Officer-Columbia Investment Management Company-Hybrid Schedule

    Columbia University • New York, NY, United States
    [job_card.full_time]
    Job Type : Officer of Administration.The salary of the finalist selected for this role will be set based on a variety of factors, including but not limited to departmental budgets, qualifications, e...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Complex Claims Director, A&E

    Complex Claims Director, A&E

    Berkshire Hathaway Specialty Insurance • New York, NY, US
    [job_card.full_time]
    A strategic and trusted insurance partner, Berkshire Hathaway Specialty Insurance (BHSI), provides a broad range of commercial property, casualty and specialty insurance coverages and outstanding s...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Director, Compensation

    Director, Compensation

    Argonaut Management Services, Inc • New York, NY, United States
    [job_card.full_time]
    Argo Group International Holdings, Inc.American National, US based specialty P&C companies, (together known as BP&C, Inc. Brookfield Wealth Solutions, Ltd.BWS"), a New York and Toronto-listed public...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Director - Digital Assets Program Financial Crimes Compliance

    Director - Digital Assets Program Financial Crimes Compliance

    Fidelity • Jersey City, NJ, US
    [job_card.full_time]
    Director Compliance Advisor | Fidelity Digital Assets.We are looking for a dedicated Director - Compliance Advisor, who among other responsibilities will help lead the development of digital asset...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Director, Strategic Initiatives

    Director, Strategic Initiatives

    Consumer Reports • Yonkers, NY, US
    [job_card.full_time]
    Consumer Reports is an independent, nonprofit organization dedicated to a fair and just marketplace for all.CR is known for our rigorous testing and trusted ratings on thousands of products and ser...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Chief, Pulmonary and Critical Care Medicine

    Chief, Pulmonary and Critical Care Medicine

    Physician Affiliate Group of New York • Bronx, US
    [job_card.full_time]
    Physician Affiliate Group of New York (PAGNY).Chief, Pulmonary and Critical Care Medicine .NYC Health + Hospitals / Jacobi and North Central Bronx. This premier facility accommodates over 325,000...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Director of State Product Compliance

    Director of State Product Compliance

    MetroPlus Health Plan • New York, NY, United States
    [job_card.full_time] +1
    Director of State Product Compliance.Water Street, 7th Floor, New York, NY 10004 .New Yorkers by uniting communities through care. We believe that Health care is a right, not a privilege.If you h...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Chief of Staff

    Chief of Staff

    Landing Point Search Group • New York, New York, United States
    [job_card.full_time]
    Landing Point is a fast-growing executive search and consulting firm.CEO — a role with meaningful scope across strategy, operations, and culture. Set the agenda and drive analytics & insights.AI too...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Director; EAC Compliance & Operational Risk Manager

    Director; EAC Compliance & Operational Risk Manager

    Bank of America N.A. • New York, New York, US
    [job_card.full_time]
    Director; EAC Compliance & Operational Risk Manager sought by Bank of America N.Investment Banking ("IB") transactions for potential addition(s) to the Watch List & / or Restricted List.Follo...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Director, Dnr Relations & Comm

    Director, Dnr Relations & Comm

    Columbia University • New York, NY, United States
    [job_card.full_time]
    Job Type : Officer of Administration.Salary Range : $100,000 - $105,000.The salary of the finalist selected for this role will be set based on a variety of factors, including but not limited to depar...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Director; EAC Compliance & Operational Risk Manager

    Director; EAC Compliance & Operational Risk Manager

    BankTalent HQ • New York, NY, United States
    [job_card.full_time]
    Director; EAC Compliance & Operational Risk Manager sought by Bank of America N.Investment Banking ("IB") transactions for potential addition(s) to the Watch List & / or Restricted List.Follow up wit...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Director of Operations

    Director of Operations

    ICBD • Hackensack, NJ, US
    [job_card.full_time]
    Director of Operations – ABA Centers of America.We are the nation’s fastest-growing provider of autism care, delivering high-quality Applied Behavior Analysis (ABA) therapy across a rap...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Complex Claims Director, D&O

    Complex Claims Director, D&O

    Berkshire Hathaway Specialty Insurance • New York, NY, US
    [job_card.full_time]
    A strategic and trusted insurance partner, Berkshire Hathaway Specialty Insurance (BHSI), provides a broad range of commercial property, casualty and specialty insurance coverages and outstanding s...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Director of Compliance Operations

    Director of Compliance Operations

    Verse Medical • New York, NY, US
    [job_card.full_time]
    Hospital-Quality Care, Everywhere.The healthcare industry still relies on faxes and phone tag to coordinate critical care for patients at home. We think patients and the clinicians who serve them de...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Chief of Staff to the President & CRO

    Chief of Staff to the President & CRO

    Anaplan • New York, NY, United States
    [job_card.full_time]
    At Anaplan, we are a team of innovators focused on optimizing business decision-making through our leading AI-infused scenario planning and analysis platform so our customers can outpace their comp...[show_more]
    [last_updated.last_updated_30] • [promoted]