Registered Investment Team LeadVirtualVocations • Canton, Ohio, United States
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Registered Investment Team Lead
VirtualVocations • Canton, Ohio, United States
[job_card.variable_days_ago]
[job_preview.job_type]
- [job_card.full_time]
[job_card.job_description]
A company is looking for a Team Lead, Investment Representative.
Key Responsibilities
Handle team escalations and client complaints, analyzing root causes and implementing corrective actions
Lead a team of registered agents, providing ongoing feedback, coaching, and performance management
Oversee risk and compliance requirements across all trading processes while identifying operational improvements
Required Qualifications
Registered with CIRO, CSC, CPH, DFOL, OPSC, and IDSC certifications
Experience working on a trade desk and with trading platforms
Experience working with clients
Analytical experience with Excel and SQL
Passionate about technology and developing others
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