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Compliance Officer (Regulatory Risk)
Compliance Officer (Regulatory Risk)Mindlance • Jersey City, New Jersey, United States
Compliance Officer (Regulatory Risk)

Compliance Officer (Regulatory Risk)

Mindlance • Jersey City, New Jersey, United States
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  • 3 to 5 year s experience working for a financial services firm and / or self-regulatory organization in Compliance, Risk, Regulatory roles and / or data analytics roles.
  • Comfortable reading and interpreting regulatory notices and changes from regulators, including but not limited to, state / federal prudential regulators in the US, self-regulatory organizations and exchanges (NYFRB, FRB, SEC, CFTC, FINRA, NFA, MSRB NYSE, CME, etc.,) that are applicable to the businesses of a foreign banking organization s businesses, processes and operations (investment banking, corporate banking, markets activities, bank regulatory matters etc.,).
  • Presentation and reporting skills including MS Excel, SharePoint, Word, and PowerPoint.
  • Strong knowledge of data analytics, working with structured and unstructured data.
  • Experience with visual analytics tools (PowerBI, Tableau and / or other tools).
  • Strong execution skills with the ability to work successfully under demanding deadlines.
  • Team player with the ability to work collaboratively with front, back office and Compliance stakeholders and senior management.
  • Strong communication skills including proficiency in writing concise and substantive commentary to summarize results.
  • Strong attention to detail.
  • Problem solving skills.
  • Knowledge of corporate and institutional banking laws, rules, regulations, supervisory guidance, and industry best practices.
  • BA or BS Degree a must.
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