Senior Compliance Officer

A company is looking for a Senior Compliance Officer - Issues Management.

Key Responsibilities

Leads analysis of laws and internal processes to ensure regulatory compliance and develops necessary policies

Acts as a liaison during compliance examinations and resolves complex issues while recommending operational improvements

Prepares management reports on compliance reviews and maintains knowledge of relevant laws and regulations

Required Qualifications

Bachelor's Degree and 8 years of experience in Compliance, Legal, Audit, Banking, or related fields, or a High School Diploma / GED with 12 years of experience

Experience with Issues Management and Issues Validation Readiness

Solid knowledge of MS Office Suite, especially Excel and PowerPoint

Ability to collaborate effectively with various stakeholders within the organization

Preferred certifications include CAMS, CAFP, CRCM, or CIPP