Audit Supervisor - Global Corporate & Investment Banking

Job Description

Powelson Consulting

www.powelsonconsulting.com

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We are a recruiting firm with a large variety of positions in many industries throughout all 50-states. Our clients are currently only located in the United States of America.

We currently DO NOT have C2C or VISA roles

This job is responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs). Key responsibilities include independently designing and executing audit tests, assessing issues for business impact and recommending severity ratings, and establishing business partner relationships. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product, business, and technical expertise, and supporting team members with development.

This role is for the Global Corporate and Investment Banking audit team. We cover audits for businesses such as equity capital markets, debt capital markets, investment banking, corporate banking coverage and leasing. The team is also responsible for credit risk management and global payment services audits in EMEA.

The candidate will be working with the team based in EMEA and APAC and most of our audits are global. An Audit Supervisor is expected to work with the assigned area independently and may lead small audits.

Responsibilities :

• Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and leverages automation and innovative methods in a timely and high quality manner
• Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
• Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings
• Provides input on draft audit reports and shares audit results with business leaders
• Supports the development of peers and teams through on-the-job-training and fosters an inclusive work environment
• Establishes business partner relationships, primarily with line management, to develop business knowledge
• Uses innovative tools to complete audit activities more efficiently (e.g., testing)
• Support multiple projects using technology and analytic techniques to work effectively and efficiently in a fast-paced environment.

Requirements

Required Qualifications :

5+ years in Internal Audit or Front Office Business Control or Compliance or Risk Management, covering the corporate and investment banking (GCIB) business (e.g., equity capital markets, debt capital markets, investment banking, corporate banking, leasing, etc.).

2+ years of experience in auditing the Investment Banking Business within an organization (GCIB)

Risk & Control Identification & Assessments

Stakeholder Management

Bachelor's Degree

Chartered Financial Analyst (CFA)

Certified Public Accountants (CPA)

Financial Risk Manager (FRM)

Certified Internal Auditor (CIA)