FINRA Licensed RIA Operations SpecialistVirtualVocations • Baton Rouge, Louisiana, United States
FINRA Licensed RIA Operations Specialist
VirtualVocations • Baton Rouge, Louisiana, United States
[job_card.variable_days_ago]
[job_preview.job_type]
- [job_card.full_time]
[job_card.job_description]
A company is looking for a Specialist in RIA Operations.
Key Responsibilities
Handle incoming calls regarding product types and account information
Provide subject matter expertise for various platforms and assist in training new staff
Identify and resolve operational and compliance issues while improving processes for efficiency
Required Qualifications
Bachelor's Degree
1-2 years of relevant experience
Holds Series 7 or possesses expertise in specific processing functions
Knowledge of the managed account industry
Proficiency with Microsoft Office
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