AML Quality Assurance Senior Specialist

The role

The AML Quality Assurance (“QA”) Senior Specialist will be responsible for reviewing the work product for several AML functions, including transaction monitoring and customer due diligence in accordance with SoFi internal policies and procedures.

What you’ll do :

Perform quality assurance reviews of AML investigations involving cryptocurrency activity, ensuring regulatory compliance, identifying gaps, and driving process improvements through feedback and trend analysis

Analyze completed cases to ensure that analysis is completed and all required and relevant documentation supporting each review is provided

Review cases related to the disposition of adverse media alerts to ascertain whether they are correctly determined

Collaborate with the AML Team to provide feedback as appropriate and ensure any corrective actions required are completed

Participate in the development and implementation of procedures and objectives for the QA function

Identify training needs based on themes identified through the case reviews

Conduct research utilizing available systems, databases, and the internet, consistent with the resolution of investigations

What you’ll need :

Bachelor’s Degree from a four-year college or university in a related field

4-6 years of experience in the finance industry focusing on quality assurance for AML transaction monitoring, internal / external investigations, and KYC functions

Demonstrated ability to communicate effectively with all levels of the organization and across different business lines

Excellent working knowledge of AML / BSA laws and regulations relative to money laundering and terrorist financing and the ability to apply this knowledge in assessing transaction activity

Specific Skills in :

Experience with AML transaction monitoring, customer due diligence, and enhanced due diligence

Excellent organizational, verbal, written and interpersonal skills are required

Must be able to multitask, adapt well to changing priorities, and effectively prioritize workflow to meet critical deadlines

Ability to work in a fast-paced, demanding, and changing environment; must work well under pressure

Excellent analytical skills required

Nice to have :

CAMS / CFE certification preferred (or willingness to become certified within one year of start date)

Compensation and Benefits

The base pay range for this role is listed below. Final base pay offer will be determined based on individual factors such as the candidate’s experience, skills, and location.

To view all of our comprehensive and competitive benefits, visit our  Benefits at SoFi   page!

Pay range : $86,400.00 - $162,000.00

Payment frequency : Annual

This role is also eligible for a bonus and competitive benefits. More information about our employee benefits can be found in the link above.