Job description:
A prestigious investment management firm seeks a Senior Internal Auditor to join their dynamic team. In this position you will be responsible for conducting operational, financial, and regulatory internal audits (no SOX testing). The following statements are intended to describe the general nature and level of work being performed. This is not intended to be construed as an exhaustive list of all responsibilities, duties and skills required of team members.
Responsibilities: • Identify operational, compliance, financial, and reputational risks through risk assessment, audit and consulting activity; • The ability to execute the planning, fieldwork and reporting stages of the internal audits; • Leading interviews to understand current state systems, processes, and controls and assessing risk with minimal oversight and supervision; • Performing walk-throughs of control processes and substantive testing, as necessary; • Designing audit procedures for high-risk and complex audit areas; • Designing and performing data analytic procedures to identify emerging risks and patterns; • Completion of clear and concise work papers that articulate the work performed and the conclusions reached; • Identifying, developing and documenting audit findings and discussing the findings with the stakeholders; • Drafting audit reports and communicating audit results via verbal and written presentations to management; • Advising stakeholders on the strengths and weaknesses of controls and developing effective solutions; • Performing due date tracking, management follow-up, and validation testing for the remediation of audit findings; • Developing and maintaining relationships with stakeholders; • Drafting audit committee and other internal audit meeting materials; • Performing validation testing for the remediation of audit findings; • Helping to advise stakeholders on the strengths and weaknesses of controls; • Performing job administration responsibilities, including creating status reports and tracking budget-to-actuals; • Pursuing professional development opportunities via professional associations, certifications, and internal/external training; and • Performing various other tasks and special projects as required. • Identifying and implementing use cases for Artificial Intelligence when conducting internal audit tasks.
Qualifications: • 4-5 years of audit experience; • Internal audit experience within the asset management industry or financial services is preferred; • Experience applying internal auditing standards, management principles and business practices; • Experience collecting and analyzing complex data, evaluating information and drawing logical conclusions; • Experience preparing for and presenting to senior audiences; • Experience using data analytics to identify patterns and trends using data; • Experience planning and managing project plans (includes ensuring timely completion of assigned project phases within a provided budget); and
• Bachelor’s degree in relevant discipline (Accounting, Finance, or Business-related field). A CPA or CIA is preferred.
Job description:
A prestigious investment management firm seeks a Senior Internal Auditor to join their dynamic team. In this position you will be responsible for conducting operational, financial, and regulatory internal audits (no SOX testing). The following statements are intended to describe the general nature and level of work being performed. This is not intended to be construed as an exhaustive list of all responsibilities, duties and skills required of team members.
Responsibilities: • Identify operational, compliance, financial, and reputational risks through risk assessment, audit and consulting activity; • The ability to execute the planning, fieldwork and reporting stages of the internal audits; • Leading interviews to understand current state systems, processes, and controls and assessing risk with minimal oversight and supervision; • Performing walk-throughs of control processes and substantive testing, as necessary; • Designing audit procedures for high-risk and complex audit areas; • Designing and performing data analytic procedures to identify emerging risks and patterns; • Completion of clear and concise work papers that articulate the work performed and the conclusions reached; • Identifying, developing and documenting audit findings and discussing the findings with the stakeholders; • Drafting audit reports and communicating audit results via verbal and written presentations to management; • Advising stakeholders on the strengths and weaknesses of controls and developing effective solutions; • Performing due date tracking, management follow-up, and validation testing for the remediation of audit findings; • Developing and maintaining relationships with stakeholders; • Drafting audit committee and other internal audit meeting materials; • Performing validation testing for the remediation of audit findings; • Helping to advise stakeholders on the strengths and weaknesses of controls; • Performing job administration responsibilities, including creating status reports and tracking budget-to-actuals; • Pursuing professional development opportunities via professional associations, certifications, and internal/external training; and • Performing various other tasks and special projects as required. • Identifying and implementing use cases for Artificial Intelligence when conducting internal audit tasks.
Qualifications: • 4-5 years of audit experience; • Internal audit experience within the asset management industry or financial services is preferred; • Experience applying internal auditing standards, management principles and business practices; • Experience collecting and analyzing complex data, evaluating information and drawing logical conclusions; • Experience preparing for and presenting to senior audiences; • Experience using data analytics to identify patterns and trends using data; • Experience planning and managing project plans (includes ensuring timely completion of assigned project phases within a provided budget); and
• Bachelor’s degree in relevant discipline (Accounting, Finance, or Business-related field). A CPA or CIA is preferred.
Many of our job openings can be viewed at
Senior Internal Auditor • Los Angeles, CA, United States
About LegalZoom We're here to make legal help accessible to all.LegalZoom transformed the legal industry with the launch of our online services and groundbreaking technology in 2001.Since then, mil...[internal_linking.show_more]
Oaktree is a leader among global investment managers specializing in alternative investments, with more than $220 billion in assets under management.The firm emphasizes an opportunistic, value-orie...[internal_linking.show_more]
Provides senior level audit support for delegation oversight activities.Provides senior level audit support for delegation oversight activities.Responsible for ensuring delegates are compliant with...[internal_linking.show_more]
DoorDash's Internal Audit team provides independent assurance that the company's risk management, governance, and internal control processes are operating effectively.We are a small team that is lo...[internal_linking.show_more]
Accountants, analysts, and advisors make up the core of Riot’s Finance discipline, and we do more than just keep the books — we build systems, insights, and guardrails that help Riot level up globa...[internal_linking.show_more]
Your Journey at Crowe Starts Here:.At Crowe, you can build a meaningful and rewarding career.With real flexibility to balance work with life moments, you're trusted to deliver results and make an i...[internal_linking.show_more]
We anticipate the application window for this opening will close on - 3 Apr 2026.At MiniMed, you can begin a lifelong career of exploration and innovation, while helping make a difference in the li...[internal_linking.show_more]
Internal Auditor III (Remote/Hybrid).Remote | Hybrid We are currently all mainly remote.Candidate must live in California at time of hire and open to coming into our Downtown LA office once a quart...[internal_linking.show_more]
Employment Type: Full Time, Mid-level.Department: Financial Services.CGS is seeking a Senior Auditor who will assist the district legal staff by conducting medical claims data analysis, forensic in...[internal_linking.show_more]
Highly Reputable CPA firm in LA seeking a Sr.Audit Manager! This Jobot Job is hosted by: Ron Calhoun Are you a fit? Easy Apply now by clicking the "Apply" button and sending us your resume.Salary: ...[internal_linking.show_more]
Known for being a great place to work and build a career, KPMG provides audit, tax and advisory services for organizations in today's most important industries.Our growth is driven by delivering re...[internal_linking.show_more]
The Aerospace Corporation operates as a Federally Funded Research and Development Center (FFRDC), and we are uniquely positioned as a non-profit organization that helps our customers (both governme...[internal_linking.show_more]
Salary Range: $90,000-$115,509 Is there additional variable compensation; 3-5% Merit Increase yearly & 3-5 % Incentive bonus at the end of the year.There is equity in this position: Yes.Job Summary...[internal_linking.show_more]
At Vast, our mission is to contribute to a future where billions of people are living and thriving in space.Vast is developing next-generation space stations to ensure a continuous human presence i...[internal_linking.show_more]
Century Group is partnering with a client that is seeking a Senior Internal Audit Manager to join their team.Exact compensation may vary based on skills, experience, and location.Expected starting ...[internal_linking.show_more]
Senior Director, Internal Audit.DoorDash's Internal Audit team provides independent assurance that the company's risk management, governance, and internal control processes are operating effectivel...[internal_linking.show_more]
Senior Associate Internal Audit Advisory (Financial Services).Los Angeles, California, United States Or refer someone Job Openings Senior Associate Internal Audit Advisory (Financial Services).A le...[internal_linking.show_more]
As an internal auditor, you'll provide an independent guarantee that an organisation's risk management, governance and control processes are operating effectively.You'll work within businesses and ...[internal_linking.show_more]
