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Compliance Implementation & Documentation Specialist(SMBCADJP00000692)
Compliance Implementation & Documentation Specialist(SMBCADJP00000692)Amicis Global • New York, NY, United States
Compliance Implementation & Documentation Specialist(SMBCADJP00000692)

Compliance Implementation & Documentation Specialist(SMBCADJP00000692)

Amicis Global • New York, NY, United States
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Job Title : Compliance Implementation & Documentation Specialist

Job Location : New York, NY, 10172

Job Duration : 3 months + Extension

Please Note : This is a Compliance Specialist Role- Sr. level specialist, not an analyst.

Job Summary :

  • A resource with asset-management regulatory experience who can support the operationalize of policies, procedures, process flow, and advisory documentation (e.g. Form ADV, allocation, valuation, MNPI, COI, Marketing etc.).

#CareerBuilder #Monster #Dice #Indeed #LinkedIn

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Documentation • New York, NY, United States

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