Compliance Implementation & Documentation Specialist(SMBCADJP00000692)Amicis Global • New York, NY, United States
Compliance Implementation & Documentation Specialist(SMBCADJP00000692)
Amicis Global • New York, NY, United States
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Job Title : Compliance Implementation & Documentation Specialist
Job Location : New York, NY, 10172
Job Duration : 3 months + Extension
Please Note : This is a Compliance Specialist Role- Sr. level specialist, not an analyst.
Job Summary :
- A resource with asset-management regulatory experience who can support the operationalize of policies, procedures, process flow, and advisory documentation (e.g. Form ADV, allocation, valuation, MNPI, COI, Marketing etc.).
#CareerBuilder #Monster #Dice #Indeed #LinkedIn
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