Senior Risk & Control Associate

Edward Jones Wealth Management And Field Management 1st Line Risk Team

Here at Edward Jones, the client is our single focus and our relationships with them are the measure of everything we do. The Service and Operations divisions are at the center of it all. We support our clients, branch teams, and headquarter associates in providing the best possible experience. Advocate for our more than 7 million clients through regulation communication, fraud protection, and managing their investment distributions. Protect their investments by mitigating risk. And innovate new ways of working. Using insights to create solutions for the future - in the here and now.

Job Overview

Position Schedule : Full-Time

Team Overview : The Wealth Management and Field Management 1st Line Risk Team work together to identify, assess, manage, and elevate risks associated with the WMFM organization. The WMFM 1LOD Risk Team works to implement and operationalize the Enterprise Risk Management Framework. The WMFM 1LOD Risk Team drives alignment to the standards, provides transparency and visibility related to the risks in the WMFM profile and helps to design and monitoring risk mitigation plans that help the functional area manage risks.

What You'll Do :

• Develop and execute on the WMFM Controls Management program, ensuring internal controls are effective in managing risks (includes identifying, implementing, assessing, monitoring, testing, reporting, and training on the controls program).
• Work in partnership with WMFM product risk managers to execute on the controls program for the division.
• Execute on various firm wide programs such as Conflicts of Interest and Policy Management for the WMFM division.
• Provide insights to leadership for potential consideration in risk forums & escalates emerging risk concerns
• Act as a resource to the team and assist divisional leaders and associates, as needed
• Support the initiatives of the firm's ERM division in rolling out policies and standards to WMFM, as needed

Edward Jones' compensation and benefits package includes medical and prescription drug, dental, vision, voluntary benefits (such as accident, hospital indemnity, and critical illness), short- and long-term disability, basic life, and basic AD&D coverage. Short- and long-term disability, basic life, and basic AD&D coverage are provided at no cost to associates. Edward Jones offers a 401k retirement plan, and tax-advantaged accounts : health savings account, and flexible spending account. Edward Jones observes ten paid holidays and provides 15 days of vacation for new associates beginning on January 1 of each year, as well as sick time, personal days, and a paid day for volunteerism. Associates may be eligible for bonuses and profit sharing. All associates are eligible for the firm's Employee Assistance Program.

Hiring Minimum : $99,200 Hiring Maximum : $168,900

Skills / Requirements

What You'll Need :

What Could Set You Apart :

About Us

Join a financial services firm where your contributions are valued. Edward Jones is a Fortune 500 company where people come first. With over 9 million clients and 20,000 financial advisors across the U.S. and Canada, we're proud to be privately-owned, placing the focus on our clients rather than shareholder returns. Behind everything we do is our purpose : We partner for positive impact to improve the lives of our clients and colleagues, and together, better our communities and society. We are an innovative, flexible, and inclusive organization that attracts, develops, and inspires performance excellence and a sense of belonging. People are at the center of our partnership. Edward Jones associates are seen, heard, respected, and supported. This is what we believe makes us the best place to start or build your career.