Talent.com
Risk and Compliance Advisor Senior
Risk and Compliance Advisor SeniorUSAA Careers • PHOENIX, AZ, United States
[error_messages.no_longer_accepting]
Risk and Compliance Advisor Senior

Risk and Compliance Advisor Senior

USAA Careers • PHOENIX, AZ, United States
[job_card.1_day_ago]
[job_preview.job_type]
  • [job_card.full_time]
[job_card.job_description]

Why USAA?

At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for the military community and their families.

Embrace a fulfilling career at USAA, where our core values – honesty, integrity, loyalty and service – define how we treat each other and our members. Be part of what truly makes us special and impactful.

The Opportunity

We are seeking a Risk and Compliance Advisor Senior to join our team. This role requires a deep understanding of financial processes and workflows, coupled with experience in leading and implementing change management initiatives and strategic transformations within the financial sector. The ideal candidate will have success in the assessment of all aspects of change management risk, adept at identifying and presenting potential unmitigated risks to the business throughout the project lifecycle. A foundation in accounting principles and critical thinking skills are important, enabling the development of innovative ideas and effective engagement prioritization.

We are looking for individuals with experience risk identification & assessment, measurement & monitoring, and reporting. The ability to clearly and communicate findings, insights, and recommendations to senior-level leadership is paramount. While not required, familiarity with Internal Controls over Financial Reporting (ICFR) is a strong asset. Candidates holding relevant professional certifications such as Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Information Systems Auditor (CISA), or Project Management Professional (PMP) are highly encouraged to apply.

We offer a flexible work environment that requires an individual to be in the office 4 days per week. This position can be based in one of the following locations : San Antonio, TX, Plano, TX, Phoenix, AZ, Colorado Springs, CO, Charlotte, NC, or Tampa, FL.

Relocation assistance is not available for this position.

What you'll do :

  • Partners and provides guidance to key team members in the business to identify, assess, aggregate and document risks and compliance controls, including risks associated with new or modified products, services, distribution channels, regulations, and third-party operations.
  • Communicates results of risk and compliance work to governance committees, business process owners and various levels of leadership.
  • Implements new risk policies, practices, appetites, and solutions to ensure multidisciplinary understanding and management of risks according to industry standard methodology.
  • Implements assigned risk and compliance activities assigned in accordance with enterprise policies and procedures.
  • Maintains and expands knowledge of the competitive / regulatory landscape and the company's key challenges.
  • Coordinates and responds to regulatory requirements and requests and ensures the execution of examinations.
  • Improves and contributes to strategies, tools, and methodologies to measure, monitor, and report risks.
  • Applies risk and compliance knowledge to use or produce analytical material for discussions with cross functional teams to understand business objectives and influence solution strategies.
  • Serves as a key contributor in cross-functional teams to identify, assess, aggregate, and mitigate current and emerging risk events.
  • Formulates stress test plans for a line of business or the enterprise including the evaluation of results and framing of contingency plans in partnership with key business partners.

What you have :

  • Bachelor’s degree or 4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree.
  • 6 years relevant experience in risk, compliance, legal or audit within the financial services or insurance industry or specialized technical fields directly related to the role.
  • Risk and compliance management experience working in a complex institution and / or highly matrixed environment.
  • In-depth knowledge of compliance laws, regulations, and regulatory expectations.
  • Ability to apply regulatory risk and compliance knowledge o to consult and provide insights and guidance to business partners and peers.
  • Experience in conflict resolution management and ability to challenge at all levels of management and influence business outcomes.
  • Ability to work with internal and external partners in a highly collaborative environment.
  • Critical thinking and knowledge of data analysis tools and techniques and decision-making abilities, to include ability to make data-driven decisions.
  • Proactively identifies potential concerns and resolves issues.
  • Proficiency with Microsoft Office products including Word, Excel, and PowerPoint
  • What sets you apart :

  • Financial Process Expertise : Deep understanding of financial processes and workflows.
  • Change Management Experience : Experience in leading and implementing change management initiatives and strategic transformations within a financial context. This includes a strong ability to assess and communicate the impact of change.
  • Project Management Risk Assessment : Experience in project management specifically within the finance domain identifying, assessing and monitoring all aspects of change management risk.
  • Internal Controls Experience (Nice to Have) : Familiarity with Internal Controls over Financial Reporting (ICFR) is considered a strong asset.
  • Professional Certifications : Hold relevant professional certifications such as Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Information Systems Auditor (CISA), or Project Management Professional (PMP).
  • Accounting Foundation : A foundation in accounting principles and practices.
  • Analytical & Strategic Scoping : Exceptional critical thinking skills, with the ability to develop innovative ideas and scope engagements.
  • Risk Assessment & Audit Proficiency : Experience in performing risk assessments and audits, identifying key risks and control weaknesses.
  • Executive Communication : Ability to clearly communicate findings, insights, and recommendations to senior-level leadership.
  • Compensation range : The salary range for this position is : $114,080 - $218,030 .

    USAA does not provide visa sponsorship for this role. Please do not apply for this role if at any time (now or in the future) you will need immigration support (i.e., H-1B, TN, STEM OPT Training Plans, etc.).

    Compensation : USAA has an effective process for assessing market data and establishing ranges to ensure we remain competitive. You are paid within the salary range based on your experience and market data of the position. The actual salary for this role may vary by location.

    Employees may be eligible for pay incentives based on overall corporate and individual performance and at the discretion of the USAA Board of Directors.

    The above description reflects the details considered necessary to describe the principal functions of the job and should not be construed as a detailed description of all the work requirements that may be performed in the job.

    Benefits : At USAA our employees enjoy best-in-class benefits to support their physical, financial, and emotional wellness. These benefits include comprehensive medical, dental and vision plans, 401(k), pension, life insurance, parental benefits, adoption assistance, paid time off program with paid holidays plus 16 paid volunteer hours, and various wellness programs. Additionally, our career path planning and continuing education assists employees with their professional goals.

    For more details on our outstanding benefits, visit our benefits page on USAAjobs.com.

    Applications for this position are accepted on an ongoing basis, this posting will remain open until the position is filled. Thus, interested candidates are encouraged to apply the same day they view this posting.

    USAA is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

    [job_alerts.create_a_job]

    Senior Compliance Advisor • PHOENIX, AZ, United States

    [internal_linking.similar_jobs]
    Senior Institutional Advisor

    Senior Institutional Advisor

    Alerus • Phoenix, AZ, US
    [job_card.full_time]
    Alerus is a commercial wealth bank and national retirement provider with one core purpose : helping clients achieve their financial goals. We are driven by a shared commitment to always do the right ...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Remote Financial Advising Expert - AI Trainer ($50-$60 / hour)

    Remote Financial Advising Expert - AI Trainer ($50-$60 / hour)

    Data Annotation • Maricopa, Arizona
    [filters.remote]
    [job_card.full_time] +1
    We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the quality of ...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Business Risk and Controls Advisor Senior

    Business Risk and Controls Advisor Senior

    USAA • Phoenix, Arizona, US
    [job_card.full_time]
    Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for th...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Senior Risk Management Consultant

    Senior Risk Management Consultant

    Early Warning Services • Scottsdale, AZ, US
    [job_card.full_time]
    Senior Risk Management Consultant.At Early Warning, we've powered and protected the U.Zelle, Paze?, and so much more.As a trusted name in payments, we partner with thousands of institutions to incr...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Retention Representative - Entry Level

    Retention Representative - Entry Level

    EchoStar • MARICOPA, Arizona, United States
    [job_card.full_time]
    Are you highly competitive, motivated by results, and looking for a role where your earning potential has no limits? Our award-winning Inside Sales & Retention teams excel at driving customer decis...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Business Risk and Controls Advisor Senior

    Business Risk and Controls Advisor Senior

    Phoenix Staffing • Phoenix, AZ, US
    [job_card.full_time]
    At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for the military...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Senior Healthcare Policy Advisor

    Senior Healthcare Policy Advisor

    VirtualVocations • Scottsdale, Arizona, United States
    [job_card.full_time]
    A company is looking for a Senior Advisor - Healthcare Programs & Policy (CMS).Key Responsibilities Provide oversight over technical execution for CMMI initiatives and solve complex issues relate...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Advisor Licensing Program

    Advisor Licensing Program

    LPL Financial • Tempe, AZ, US
    [job_card.full_time]
    What if you could build a career where ambition meets innovation? At LPL Financial, we empower professionals to shape their success while helping clients pursue their financial goals with confidenc...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Partner Tax Preparation Advisor Senior Manager

    Partner Tax Preparation Advisor Senior Manager

    Arizona Staffing • Phoenix, AZ, US
    [job_card.full_time]
    Finance Senior Manager Opportunity.At PwC, our people in tax services focus on providing advice and guidance to clients on tax planning, compliance, and strategy. These individuals help businesses n...[show_more]
    [last_updated.last_updated_variable_hours] • [promoted] • [new]
    Senior Compliance Advisor

    Senior Compliance Advisor

    The Vanguard Group • Scottsdale, Arizona, USA
    [job_card.full_time]
    Are you ready to elevate compliance strategy in a dynamic client-focused environment Vanguard is seeking a seasoned compliance professional to join our team as a. Digital & Analytics (D&A) a...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Business Risk and Controls Advisor Senior (PHOENIX)

    Business Risk and Controls Advisor Senior (PHOENIX)

    Usaa • Phoenix, Arizona, us
    [job_card.full_time]
    Why USAA? Learn more about the general tasks related to this opportunity below, as well as required skills.At USAA, our mission is to empower our members to achieve financial security through highl...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Business Risk and Controls Advisor (Mid-level) - Bank

    Business Risk and Controls Advisor (Mid-level) - Bank

    USAA • Phoenix, Arizona, US
    [job_card.full_time]
    Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for th...[show_more]
    [last_updated.last_updated_1_day] • [promoted]
    Senior Compliance Officer

    Senior Compliance Officer

    Western Alliance Bancorporation • Phoenix, AZ, US
    [job_card.full_time]
    As a Senior Compliance Officer you'll review and analyze information, reports or data to determine if the applicable process is in compliance with internal policy or regulations.You'll assist manag...[show_more]
    [last_updated.last_updated_30] • [promoted]
    Senior Legal & Compliance Associate – Crimson Academies

    Senior Legal & Compliance Associate – Crimson Academies

    Crimson Education • Phoenix, Arizona, .US
    [job_card.full_time]
    [filters_job_card.quick_apply]
    Crimson Academies is redefining how young people learn across Aotearoa and beyond.We're a group of innovative schools, all united by one mission : to boost students' ambition, self-belief, and perfo...[show_more]
    [last_updated.last_updated_30]
    Business Risk and Controls Advisor Senior

    Business Risk and Controls Advisor Senior

    USAA Careers • Phoenix, Arizona, US
    [job_card.full_time]
    Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for th...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Business Risk and Controls Advisor Senior - First Line of Defense Role with Impactful Industry Colla

    Business Risk and Controls Advisor Senior - First Line of Defense Role with Impactful Industry Colla

    Usaa • Phoenix, Arizona, us
    [job_card.full_time]
    Why USAA? Learn more about the general tasks related to this opportunity below, as well as required skills.At USAA, our mission is to empower our members to achieve financial security through highl...[show_more]
    [last_updated.last_updated_variable_days] • [promoted]
    Senior Manager - Consumer Compliance and Financial Crimes

    Senior Manager - Consumer Compliance and Financial Crimes

    Arizona Staffing • Phoenix, AZ, US
    [job_card.full_time]
    At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleague...[show_more]
    [last_updated.last_updated_variable_hours] • [promoted] • [new]
    Senior Director, Operational Risk Governance and Practices

    Senior Director, Operational Risk Governance and Practices

    Early Warning Services • Scottsdale, AZ, US
    [job_card.full_time]
    Senior Director, Operational Risk Management.At Early Warning, we've powered and protected the U.Zelle, Paze?, and so much more. As a trusted name in payments, we partner with thousands of instituti...[show_more]
    [last_updated.last_updated_variable_hours] • [promoted] • [new]