Compliance SpecialistThe Hartford Gold Group • Los Angeles, California, United States
Compliance Specialist
The Hartford Gold Group • Los Angeles, California, United States
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[job_card.job_description]
Requirements:
Benefits:
American Hartford Gold is a leader in the precious metals industry, dedicated to providing our clients with exceptional service and expertise. We’re looking for a Compliance Specialist to ensure our team stays sharp, compliant, and on top of their game! If you have experience in the precious metals industry and are committed to delivering high-quality service, we encourage you to apply.
Key Responsibilities:
- Monitor all inbound/outbound customer calls to ensure compliance with company policies and industry regulations.
- Spot red flags and escalate them to management for immediate follow-up and correction.
- Maintain compliance with federal, state, and industry-specific regulations, staying informed of updates.
- Document call evaluations, compliance concerns, and resolutions for audits and reporting.
- Collaborate with legal and management teams to address compliance risks and improve processes.
Requirements:
- Previous experience in the precious metals industry a plus.
- Strong communication skills and ability to be concise in all communications.
- Diligent follow-up skills for effective resolution to all tasks.
- A team player who thrives in a fast-paced, high-volume environment.
- Detail-oriented with the ability to manage multiple tasks efficiently.
Benefits:
- Health, Dental, and Vision Insurance.
- Life Insurance.
- Paid time off.
- Retirement Plan.
- Free Building Gym Access.
- Friday Lunches.
Why Join Us?
At American Hartford Gold, we value professionalism, collaboration, and continuous improvement. Join a team where your skills will make a meaningful impact, and your growth will be supported.
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