Talent.com
NR Consulting
Compliance AnalystNR Consulting • New Haven, CT
Compliance Analyst

Compliance Analyst

NR Consulting • New Haven, CT
30+ days ago
Job type
  • Permanent
Job description

Job title: Compliance Analyst
Location: New Haven, CT (Hybrid)
Duration: Direct Hire

Overview
Acts as primary resource in investigating and responding to complaints from members, policyholders and state departments of insurance. Support Compliance investigations related to financial crime, sales practices and other regulatory risk.

Core Responsibilities
  • Receive and timely log complaints into the organization’s Case Management system, assign them to appropriate parties, and ensure they are completed in a timely manner.
  • Investigate, analyze and prepare responses to customer and regulatory complaints.
  • Ensure complaints received from customers and/or state departments of insurance are handled in accordance with the NAIC Model Regulations, and that any appropriate remediation and corrective action is taken.
  • Follow up with appropriate parties to obtain information necessary to address or resolve open complaint cases from the field.
  • Assist in Compliance investigations related to financial crime, sales practices and other regulatory risks; conduct additional research on unique or unidentified exposures and prepare investigative reports.
  • Answer telephone calls from agents, members and policyowners, referring questions to proper area or otherwise handling as appropriate.
  • Monitor Compliance Officer email inbox daily and respond as appropriate or refer to others in the department or organization for proper handling.
  • Prepare complaint and investigation trend analysis and assist with management reporting
  • Assist supervisor with additional team and department responsibilities.
Skills Qualifications
  • Sound practical judgment
  • Outstanding oral and written communications skills
  • Knowledge and understanding of insurance operations, including policyholder services, claims and sales
  • In-depth knowledge of insurance products and policy provisions
  • Strong analytical and organizational skills and the ability to grow effective working relationships at all organizational levels
  • Effective time management and ability to manage multiple priorities
  • Microsoft Word, Excel, and databases utilized by Compliance Department
  • Proficient in the evaluation and use of information technology systems
Education
  • Three to five years of related experience or equivalent combination of training and experience
  • College Degree (preferred)
  • CFE designation (preferred)

Create a job alert for this search

Compliance Analyst • New Haven, CT

Similar jobs

Compliance Analyst

NR ConsultingNew Haven, CT, United States
Permanent

Location: New Haven, CT (Hybrid) Duration: Direct Hire.Overview: Acts as primary resource in investigating and responding to complaints from members, policyholders and state departments of insuranc... Show more

 • Promoted

Remote Lead Financial Analyst - AI Trainer ($50-$60 per hour)

Data AnnotationRocky Point, New York, United States
Remote
Full-time +1

DataAnnotation is committed to creating high-quality AI.Join our team to help train the next generation of AI while enjoying the flexibility of remote work and the freedom to set your own&#160... Show more

 • Promoted

Remote Quantitative Analytics Lending Analyst

INSPYR SolutionsCT, United States
Remote
Full-time +1

Quantitative Analytics Lending Analyst.Remote (Must leave near: Greenwich, CT, Plano, TX, Indianapolis, IN, Jacksonville, FL, Nashville, TN, or Orange CA).US Citizen, GC Holders or Authorized to Wo... Show more

 • Promoted • New!

IT Professional

U.S. NavyPort Jefferson, NY, United States
Full-time

Job Title : Information Technology Professional (IT/CTN/IS) Category / Component : Enlisted • Both Overview Information Systems Technicians, Cryptologic Technician Networks, and Intelligence Specia... Show more

 • Promoted

Hybrid Prospect Management & Data Analytics Analyst

U.S. Bankruptcy Court - District of CTNew Haven, CT, United States
Full-time

A regional bankruptcy court is seeking a Prospect Management Analyst to support fundraising initiatives within its prospect development team.This hybrid position requires two days in New Haven, CT,... Show more

 • Promoted

Board Certified Behavior Analyst (BCBA)

Benchmark Human ServicesNew Haven, CT, US
Full-time

Description Join Benchmark Human Services as a Board-Certified Behavior Analyst (BCBA) Team Coordinator! Benchmark is involved in all aspects of care for the youngest among us—from overseeing regio... Show more

 • Promoted

CRNA Compliance Officer

Yale New Haven HealthDerby, CT, United States
Full-time

To be part of our organization, every employee should understand and share in the Yale New Haven Health System Vision, support our Mission, and live our Values.These values - integrity, patient-cen... Show more

 • Promoted

Loss Prevention Clerk

Costco Wholesale CorporationNesconset, NY, United States
Full-time

California applicants: Please click here to review the Costco Applicant Privacy Notice.The jobs listed are examples of the typical kinds of positions that Costco may hire for when openings exist.Th... Show more

 • Promoted

Research Billing Compliance Analyst

Yale UniversityNew Haven, CT, United States
Full-time

Research Billing Compliance Analyst.Working at Yale means contributing to a better tomorrow.Whether you are a current resident of our New Haven-based community- eligible for opportunities through t... Show more

 • Promoted

Contracts and Compliance Attorney

HAI GroupCheshire, CT, US
Full-time

The Contracts and Compliance Attorney will play a critical role in driving enterprise-wide compliance and risk management.Reporting to the Assistant Director of Legal and Compliance, they’ll take o... Show more

 • Promoted

Conflict/Client Intake Analyst

Wiggin and Dana LLPNew Haven, CT, United States
Full-time

The Conflict Analyst performs duties associated with client intake and conflict-of-interest reporting including conducting research within the Firm’s database and external sources; analyzing inform... Show more

 • Promoted

High Net Worth BSA Analyst

Patriot Bank, N.A.Orange, CT, United States
Full-time

The High Net Worth (HNW) Bank Secrecy Act Analyst plays a critical role in safeguarding the bank from financial crime risks by performing comprehensive Customer Due Diligence (CDD) and Enhanced Due... Show more

 • Promoted

Financial Clearance Analyst Full Time 40 hours

Bristol HospitalBristol, CT, United States
Full-time

Financial Clearance Analyst Full Time 40 Hours.At Bristol Health, we begin each day caring today for your tomorrow.We have been an integral part of our community for the past 100 years.We are dedic... Show more

 • Promoted

Business Analyst (Business and Financial Operations)

Winston Resource LLCStony Brook, NY, US
Full-time

Business Analyst Define new operations business process improvement opportunities Providing ad-hoc data analysis for business process improvement projects Preparing financial and operational analys... Show more

 • Promoted

AI Security Analyst: Malware & Threat Training (Remote)

DataAnnotationCT, United States
Remote
Full-time

A tech company is seeking experienced cybersecurity professionals to evaluate AI-generated security content and solve technical problems for advanced AI systems.This is a remote position that allow... Show more

 • Promoted

Remote Financial Analyst — AI Model Evaluation

DataAnnotationCT, United States
Remote
Full-time

A technology company specializing in AI is seeking a Financial Analyst to provide expertise in shaping AI's understanding of financial decision-making.This remote role allows flexibility in project... Show more

 • Promoted • New!

BSA Analyst I

Patriot Bank, N.A.Orange, CT, United States
Full-time

The BSA Analyst I supports the Bank's overall Bank Secrecy Act, Anti-Money Laundering, and Office of Foreign Assets Control compliance efforts by performing daily monitoring, review, and reporting ... Show more

 • Promoted

Operations Finance Analyst

Alinabal, LLCMilford, CT, United States
Full-time

Alinabal is a precision manufacturing company known for producing high-quality components used in demanding applications where reliability and performance matter.With a strong reputation built on c... Show more