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Saxon Global
Regulatory Reporting ConsultantSaxon Global • Lake Dallas, TX, United States
Regulatory Reporting Consultant

Regulatory Reporting Consultant

Saxon Global • Lake Dallas, TX, United States
30+ days ago
Job type
  • Full-time
Job description

Job Title

Strong knowledge of securities, financial products, and the full trade lifecycle.

Hands-on experience with data analysis, reconciliation, and issue investigation.

Ability to work closely with technology, compliance, and operational teams.

Prior experience within broker-dealer regulatory reporting environments.

Familiarity with U.S. regulatory reporting regimes, particularly:

  • LOPR (Large Options Positions Reporting)
  • EBS (Electronic Blue Sheets)
  • Rule 606 (Order Routing Disclosure)
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Regulatory Reporting Consultant • Lake Dallas, TX, United States

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