Job Level: Vice President Job Function: Governance & Assurance Location: New York, NY, US, 10172 Employment Type: Full Time The anticipated salary range for this role is between $145,000.00 and $185,000.00. The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.
SMBC is seeking an experienced Risk Audit Manager with a minimum of 7 years' experience in the banking & finance industry to work within the Internal Audit Department. The Audit Manager will report to the Risk Stripe Lead and be responsible to design and supervise execution of internal audits of various complexities, ensuring audit work is performed in accordance with IIA standards and IAD policies and procedures, as well as participate as a team member on other audit engagements or projects.
Minimum of 7 years internal audit experience in the banking and finance industry. Subject matter expertise in financial risk (credit/market/liquidity), enterprise risk management, capital planning and/or banking / capital markets products. Advanced understanding of applicable regulatory standards / guidance for a Bank Holding Company. Understanding of audit techniques, internal controls, and workpaper standards. Excellent communication, presentation and professional skills including the ability to interact effectively at all levels within the organization. Bachelor's Degree in Accounting, Finance, or related field. FRM or CFA certification is a plus.
Audit Manager - Risk • New York, NY, United States
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