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Back Bay Staffing Group
Compliance AssistantBack Bay Staffing Group • Boston, MA, United States
Compliance Assistant

Compliance Assistant

Back Bay Staffing Group • Boston, MA, United States
2 days ago
Job type
  • Full-time
Job description

Compliance Specialist

Must have 1-3 years of experience in compliance or regulatory. Minimum of a Bachelors Degree. Assisting with drafting and updating policies and procedures. Identifying regulatory trends and developments. Assisting with trade surveillance reports. Assisting with internal and external audits and inspections. Compliance with the provisions of the Code of Ethics and Rules for Broker-Dealer employee.

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Compliance Assistant • Boston, MA, United States

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