Compliance
Boston, MA
Asset Management Financial Services
JO-1901-1169
Position Overview: The Compliance Consultant will work with members of the Compliance team and other internal teams on a project to develop and implement a new pre-and post-trade compliance process. The role will review existing and new client mandates and investment guidelines, develop the appropriate coding to address each mandate and guidelines requirement, code each mandate and guideline requirement into the Charles River compliance system, and test the accuracy of the coding to ensure it is working as intended. We are looking for a candidate with significant experience with coding portfolios into the Charles River compliance system and the use of such system to monitor mandate compliance on both a pre and post-trade basis.
Qualifications: Bachelor's degree in Business or related and 5+ years of relevant compliance experience using the Charles River compliance system. Strong working knowledge of the Investment Advisers Act and the requirements of a Compliance and Risk program under the Advisers Act. A working knowledge of many of the following is highly desirable: Investment Company Act, Securities Act, Exchange Act, ERISA, FINRA, GIPS, CFTC/NFA, Dodd Frank swap requirements and Private Placement requirements.
CRD Compliance Consultant • Boston, MA, United States
Performs control testing for Technology (First Line of Defense) cloud processes & controls, providing expertise in cloud technology as well as executing control design and performance assessments.M... Show more
Cintas is seeking to hire a Compliance Specialist who will oversee all efforts surrounding location (or region) compliance, related to Safety, and/or Fleet.The Compliance Specialist will ensure aud... Show more
When you join the growing BILH team, you're not just taking a job, you're making a difference in people's lives.Reporting to the Vice President, Contracting for Beth Israel Lahey Health Performance... Show more
Medical Governance Office Lead.Provides enterprise-level governance, operational standards and compliance leadership for Medical-led evidence generation activities within Global Medical.Serves as t... Show more
Client An existing ICG client is looking to appoint a Senior Consultant / Director with strong Australian banking card experience across regulation, conduct, origination and servicing.Role Working ... Show more
Position Overview:The effort will focus Fixed Income.The Contract Business Analyst reports to the IT Project Manager and is a member of the Information Technology team.Responsibilities:Manage the d... Show more
The BRG Retail Performance Improvement (RPI) practice specializes in providing strategic, operational, and financial advisory services to retail companies, private equity firms, management teams, b... Show more
Secondary Market Specialist II.The Secondary Market Specialist II is responsible for ensuring the accuracy of all mortgage data and information in both the LOS and Investor programs.Performs all du... Show more
A Few Words About Us Integrated Resources, Inc is a premier staffing firm recognized as one of the tri-states most well-respected professional specialty firms.IRI has built its reputation on excell... Show more
Institutional Consulting Associate.The Institutional Consulting Associate on the Graystone Team is often the first point of contact with clients on a broad array of services.As senior members of th... Show more
Asset Management Financial Services.Position Overview: The Compliance Consultant will work with members of the Compliance team and other internal teams on a project to develop and implement a new p... Show more
Manager Of Regulatory Compliance.Signature Healthcare is Southeastern Massachusetts' premier local provider of quality, personalized medical services.We are comprised of the award-winning not-for-p... Show more
Watts is reimagining the future of water.We're proud every day about what we do.We're all part of the same crucial mission, no matter what function we support -- it's to provide safe, clean water f... Show more
Under limited supervision, investigate and resolve first and third party material damage, PIP, BI, and Third party Property claims which may involve coverage, liability, damage and legal issues.Eff... Show more
Senior Analyst, Investment Compliance.Founded in 1989, PanAgora Asset Management is a premier provider of investment solutions spanning most major asset classes and risk ranges.We seek to provide i... Show more
Director of Clinical Standards.The Director of Clinical Standards supports the Vice President of Clinical Quality & Standards in advancing high-quality, evidence-based services across May Institute... Show more
Andover, MA, US, 01810 Job Function: Quality Req ID: 1163.Vicor is a place where engineers see the impact of their work every day.We're an American manufacturer of advanced 48V centric DC-DC conver... Show more
The Compliance Consultant will be a key player in ensuring that Charles River Development's installed base of clients is optimizing their use of CRD products.He/she will leverage his/her previous e... Show more
Boston, Massachusetts, United States.Job Title: QA/RA Consultant Employment Status: Full-time Office Hours: Monday - Friday; hybrid schedule Location: Boston, Massachusetts Compensation: $130,000 -... Show more
Portfolio Director For Global Patriot Missile.Raytheon is seeking a highly motivated candidate to serve as the Portfolio Director for Global Patriot Missile.You will be responsible for meeting the ... Show more
