Position Duties
BSA Calculations – New Accounts
Conduct Bank Secrecy Act (BSA) calculations for newly opened accounts to support regulatory compliance and risk assessment requirements.
Ensure all calculation records are accurate, well-documented, and readily available for regulatory audits, examinations, and internal compliance reviews.
CTRs, Monitoring, and Behavioral Settings
Prepare and file Currency Transaction Reports (CTRs) and review system alerts to identify potential suspicious activity, ensuring all alerts are thoroughly investigated, properly documented, and completed within required timeframes.
Configure, maintain, and update behavioral monitoring settings within compliance systems to align with current risk profiles, regulatory requirements, and internal compliance standards.
Wire Processing and Reviews
Conduct detailed pre-processing reviews of wire forms and verify transaction details collected by Relationship Managers, ensuring accuracy, completeness, and full compliance with internal controls, regulatory standards, and required documentation prior to execution.
Identify discrepancies, unusual activity, or potential risk indicators and escalate appropriately in accordance with established procedures.
Process wire transfers accurately within designated systems in accordance with operational procedures and regulatory requirements.
New Account Management (Checklists and Procedures)
Process new account openings using established procedures and control checklists, ensuring full compliance with documentation requirements and regulatory standards, including credit review, OFAC screening, ChexSystems review, and Know Your Customer (KYC) verification.
Coordinate with cross-functional teams to investigate and resolve account-related matters in a timely and efficient manner.
Annual Document Requests (CMS)
Respond to annual document requests within CMS, ensuring timely and accurate submission.
Maintain organized records of document requests and completions for audit purposes.
Qualifications
Strong understanding of business accounts and financial operations.
Current or attainable BSA Certification with demonstrated regulatory knowledge.
Bachelor’s degree in business or related field preferred.
Ability to proactively self-train and apply new industry knowledge to protect Safe Harbor and ensure compliance.
Proven ability to adhere to regulatory guidelines strictly and institutional protocols governing service to this industry.
Benefits & Perks
At Safe Harbor Financial, we invest in our team's health, financial security, and work-life balance. We offer:
Compliance Specialist • Golden, CO, us
At KPMG, you can become an integral part of a dynamic team at one of the world's top tax firms.Enjoy a collaborative, future-forward culture that empowers your success.Work with KPMG's extensive ne... Show more
Description We are looking for an Accounting/Administrative Specialist to support day-to-day accounting operations and administrative coordination for a busy workplace in Boulder, Colorado.This p... Show more
Logistics And Compliance Specialist.The Logistics and Compliance Specialist is responsible for directly supporting the Sievers Analytical Instruments business (~ 340 employees) with all compliance ... Show more
Join Amrize as a Cash Application Specialist and help construct what's next.If you're ready to put your skills to work on projects that matter and build a career with a company that's building Nor... Show more
You will own company's entire compliance program, not just one framework, not just one environment.You will build and maintain an integrated compliance architecture that maps shared controls across... Show more
Company Description Veolia Group is a global leader in environmental services, operating across all five continents with nearly 218,000 employees.Specializing in water, energy, and waste managemen... Show more
Earn up to $400/week, depending on the number and type of studies you complete.Share honest feedback on products and services from independent brands.Assignments include short online surveys (10–20... Show more
Information Technology Professional (IT/CTN/IS).Information Systems Technicians, Cryptologic Technician Networks, and Intelligence Specialists keep the Fleet connected, informed, and secure by oper... Show more
The Assurance Senior Manager is responsible for developing suggestions to improve client internal controls and accounting procedures as well as advising the client on various economic and regulator... Show more
Logistics & Compliance Specialist.Veolia Group is a global leader in environmental services, operating across all five continents with nearly 218,000 employees.Specializing in water, energy, and wa... Show more
Major Duties: Perform procurement planning of healthcare products and services.Apply contracting laws, regulations, and policies to administer contracts.Negotiate with potential contractors to obta... Show more
Property Field Inspection Claim Specialist.Being good neighbors helping people, investing in our communities, and making the world a better place is who we are at State Farm.It is at the core of ... Show more
Senior Trade Compliance Analyst (Export Controls / ITAR / EAR).The Sr Trade Compliance Analyst is responsible for interpreting and advising on export controls and sanctions regulations, including E... Show more
Are you a high energy, outgoing person who loves to help others and work as part of a team? Are you interested in starting a career in food service? Do you thrive in fast paced environments?.Then y... Show more
The Payroll and Employment Services team within the MAPS office supports Colorado School of Mines community and its off-campus partners by providing efficient and accurate payroll and employment op... Show more
Excellent opportunity to join a leading, national credit card processing company that has over a decade of industry experience.Slice Merchant Services offers innovative payment processing solutions... Show more
Remote Jobs are now available in your area.This position is a work from home position.You will not need to come into the office.Benefits: Health Insurance, 401K, Vacation& PTO.Apply now! Work f... Show more
Marketing Operations Specialist.Are you passionate about shaping the future of humanity's presence in space? Lunar Outpost, an industry leader in space robotics and planetary vehicles, invites you ... Show more
This position is responsible for the solicitation, analysis, negotiation, award, and administration of a group of contracts, such as definite quantity, indefinite quantity, indefinite delivery, req... Show more
Open Source Intelligence Specialist.As an Open Source Intelligence Specialist within the Sentinel Team, you will play a critical role in Google's Global Security and Resilience Services (GSRS).Your... Show more
